Find Investment fund management operations Jobs in Dublin County Dublin

Compliance Officer
TMF Group —Dublin, County Dublin
- Full-time
- Communication skills
13d
Human Capital Operations Specialist - 18 Month Contract
Kohlberg Kravis Roberts & Co. —Dublin, County Dublin
- Microsoft Excel
- Microsoft Office
- Bachelor's degree
Senior Specialist, Client Lifecycle Management
Citco —Dublin, County Dublin
- Full-time
- Writing skills
- Business
- Communication skills
4h
Risk Analyst
Apex Group —Dublin, County Dublin
- Full-time
- Communication skills
Senior Regulatory Compliance Specialist
MUFG Investor Services —Dublin, County Dublin
- Full-time
- Finance
- Bachelor's degree
Quick apply
Investment Performance Data Specialist
Mercer —Dublin, County Dublin
- Full-time
- Communication skills
- Analytics
Operations Specialist (Systems & Data) - 12 month fixed term contract
LGT Capital Partners —Dublin, County Dublin
- Full-time
- Microsoft Excel
- Master's degree
- SQL
Supervisor, Centralised Operations
SEI Investments —Dublin, County Dublin
- Full-time
- Hybrid work
- Customer service
- English
- Finance
- Annual leave
Compliance Specialist
Fineco Asset Management DAC —Dublin, County Dublin
- Hybrid work
- Microsoft Excel
- Bachelor's degree
- Communication skills
- Annual leave
Currency Administration - Senior Product Development Specialist
Brown Brothers Harriman —Dublin, County Dublin
- Full-time
- Microsoft Excel
- Microsoft Office
- Finance
Supervisor, Fund Accounting 12 Months FTC
SEI Investments —Dublin, County Dublin
- Full-time
- Hybrid work
- Customer service
- English
- Administrative experience
Manager, Fund Accounting
SEI Investments —Dublin, County Dublin
- Full-time
- Hybrid work
- English
- Presentation skills
- Mentoring
- Annual leave
Client Service Supervisor - ETF
Brown Brothers Harriman —Dublin, County Dublin
- Full-time
Supervisor, Fund Accounting
SEI Investments —Dublin, County Dublin
- Full-time
- Hybrid work
- Customer service
- English
- Administrative experience
- Annual leave
Head of Client Service
Fund Recs —Dublin, County Dublin
- Full-time
- Leadership
- Annual leave
- Employee assistance program
Quick apply
Investment Funds Lawyer
Titanbay —Dublin, County Dublin
- Full-time
- Hybrid work
- Negotiation
- Employee assistance program
- Life insurance
Quick apply
Director of Fund Governance
Davy —Dublin, County Dublin
- Hybrid work
- Employee assistance program
Quick apply
2d
Regulatory Reporting Specialist Manager
Broadridge —Dublin, County Dublin
- Full-time
- Microsoft Excel
- Analysis skills
Investment Product Control Senior Specialist
Mercer —Dublin, County Dublin
- Full-time
- Analysis skills
- Supervising experience
- Leadership
7d
Head of Operational Risk
Mediolanum International Funds Limited —Dublin, County Dublin
- Presentation skills
- No degree
- Organisational skills

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Compliance Officer

TMF Group -
Dublin, County Dublin

Apply Now

Job details

Permanent | Full-time
13 days ago

Qualifications

Calendar management
Communication skills

Full job description

General Information

Job ID

36496

Location

Dublin, Ireland

Work Types

Full Time, Permanent

Categories

Funds, Internal Legal, Management, Private Equity and Real Estate

We never ask for payment as part of our selection process, and we always contact candidates via our corporate accounts and platforms. If you are approached for payment, this is likely to be fraudulent. Please check to see whether the role you are interested in is posted here, on our website.

About TMF Group

TMF Group is a leading provider of critical administrative services, helping clients invest and operate safely around the world. Our 11 000+ experts and 125+ offices in 87 jurisdictions worldwide serve corporates, financial institutions, asset managers, private clients and family offices, providing the combination of accounting, tax, payroll, fund administration, compliance and entity management services essential to global business success

Discover the Role

TMF Fund Management Company (Ireland) Limited is regulated by the Central Bank of Ireland. It is a fast-growing third-party fund manager, of AIFs and UCITS, supported by an in-house investment management team.

We are seeking an experienced Compliance professional, reporting to the DP Regulatory Compliance & Senior Counsel.

Key Responsibilities

Assisting/ delivering an annual compliance monitoring and business plan to the Board/ or Senior Leadership Team as required
Carrying out compliance risk assessments to enable a risk-based approach to the scope of the monitoring programme and the establishment of priorities to ensure that compliance is comprehensively monitored
Conducting and overseeing internal reviews and periodic testing to ensure that compliance procedures are followed. Working with internal audit on testing of compliance framework and controls
Maintain compliance logs (e.g., conflicts of interest, PEP, connected and related parties)
Manage compliance calendars and manage and oversee CBI Portal reporting and filing
Assist with regulatory change and interpretation, drafting regulatory updates
Drafting and maintaining adequate policies & procedures, guidance and checklists to ensure compliance with TMF’s legal & regulatory obligations
Liaise with MLRO and work on MLRO projects, maintain client AML CDD on Fenergo
Deliver timely reporting to Board, CBI, senior management, clients and group Compliance as required and attend at board meetings
Manage Fitness & Probity / IAF reporting
Drafting and delivering local Compliance training
Monitor fund activities to ensure compliance with applicable regulatory requirements, fund prospectuses, and internal policies
Investigate compliance breaches, monitor remediation actions, and escalate material issues where appropriate
Preparation of quarterly reports to the Board
Attendance and presentation to Board of Directors
Record keeping distribution agreements/distribution channels
Ensuring compliance with CBI regulatory procedures
Maintenance of Records

Key Requirements

Key Business Expertise and Candidate Profile:

Knowledge and experience working in third-party management companies
Strong AML skills and Fenergo experience
CBI liaison and reporting experience
Strong knowledge of AIF and UCITS regulations,, CP86 Fund Management Company Guidance/Pre-Marketing/UCITS KIIDS/PRIPS KIDS/CESR, SFDR, EMIR, AML, Fitness & Probity, IAF, Outsourcing
Sufficient experience and expertise (incl. escalation of matters requiring judgment)
Candidate will be a self-starter with limited oversight required
Excellent record keeper
Strong communication skills
A participant in industry bodies and working groups

Operation Excellence:

Executes business strategy in line with guidance set out by senior management, ensuring sustainable and, where appropriate, profitable results
Would be seen within immediate team as a Technical Expert in their specialist area and is fully knowledgeable on day to day activities
Will have basic operational risk management awareness and actively promotes a culture of risk awareness across immediate team
Drives improvements to business area delivery by innovating new ways of working across business area delivery whilst ensuring that appropriate controls are in place
Be able to demonstrate accountability for own responsibilities
Will be expected to make tactical decisions, impacting the immediate team, based on factual information

What’s in it for you?

Pathways for career development

Work with colleagues and clients around the world on interesting and challenging work
We provide internal career opportunities so you can take your career further within TMF
Continuous development is supported through global learning opportunities from the TMF Business Academy

Making an impact

You’ll be helping us to make the world a simpler place to do business for our clients
Through our corporate social responsibility programme, you’ll also be making a difference in the communities where we work

A supportive environment

Strong feedback culture to help build an engaging workplace;
Our inclusive work environment allows you to work from our offices around the world, as well as from home, helping you find the right work-life balance to perform at your best

We’re looking forward to getting to know you!

Apply Now

Refine Your Search

investment fund management operations jobs in dublin county dublin

Compliance Officer

Human Capital Operations Specialist - 18 Month Contract

Senior Specialist, Client Lifecycle Management

Risk Analyst

Senior Regulatory Compliance Specialist

Investment Performance Data Specialist

Operations Specialist (Systems & Data) - 12 month fixed term contract

Supervisor, Centralised Operations

Compliance Specialist

Currency Administration - Senior Product Development Specialist

Supervisor, Fund Accounting 12 Months FTC

Manager, Fund Accounting

Client Service Supervisor - ETF

Supervisor, Fund Accounting

Head of Client Service

Investment Funds Lawyer

Director of Fund Governance

Regulatory Reporting Specialist Manager

Investment Product Control Senior Specialist

Head of Operational Risk

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