Find Compliance specialist Jobs in Dublin County Dublin

Compliance Monitoring Associate
Davy —Dublin, County Dublin
- Full-time
- Hybrid work
- Microsoft Powerpoint
- Microsoft Word
- Microsoft Excel
- Employee assistance program
Quick apply
PPC Specialist - 12 Month Contract (UK/IE based)
Neilson Financial Services —Dublin, County Dublin
- Remote
- Microsoft Excel
- Organisational skills
- AI
- Annual leave
Quick apply
7d
Professional Qualifications Specialist
EY —DUBLIN 2, County Dublin
- Hybrid work
- Microsoft Excel
- Microsoft Outlook
- Master's degree
- Gym membership
10d
Ukrainian Project Support/Coordinator - Entry Level
Grouper —Dublin, County Dublin
- Full-time
- Remote
- Customer service
- English
- Project management
Quick apply
In-House Training Specialist
Field Management Ireland —DUBLIN 14, County Dublin
- €45,000–€52,000 a year
- Full-time
- Sales
- Customer service
- No degree
Quick apply
14d
Site Logistics Operations Specialist
Meta —Clonee, County Meath
- Microsoft Excel
- Oracle
- Bachelor's degree
Global Financial Crimes Investigator
Bank of America —Dublin, County Dublin
- Full-time
- Microsoft Excel
- Data analysis skills
- Bachelor's degree
- Employee assistance program
PROJECT MANAGER – DATA CENTRE CAMPUS (Operational)
Navita Technical —Dublin, County Dublin
- €108,000–€125,000 a year
- Full-time
- Microsoft Powerpoint
- Microsoft Word
- Microsoft Excel
Quick apply
10d
QA Specialist (Extended Days)
Alexion Pharmaceuticals,Inc. —Dublin, County Dublin
- Engineering
- English
- Communication skills
10d
Senior Specialist, Procurement Operations
AbbVie —Dublin, County Dublin
- Full-time
- Hybrid work
- Microsoft Office
- Bachelor's degree
- No degree
Operational Controls Senior specialist
Intesa Sanpaolo Group —Dublin, County Dublin
- Microsoft Excel
- English
- SQL
Enterprise Resilience Governance and Compliance Lead
Waystone —Dublin, County Dublin
- Full-time
- Hybrid work
- Management
- Computer Science
- Master's degree
Quick apply
Compliance Officer
TMF Group —Dublin, County Dublin
- Full-time
- Communication skills
14d
Billings Middle Office Specialist FTC
PwC —Dublin, County Dublin
- Full-time
- Customer service
- Accounting
- Recruiting
Senior Specialist Regulatory Operations (Electronic Submissions)
Viatris —Northern Cross, County Dublin
- Full-time
- Marketing
- English
- Microsoft Office
- Employee assistance program
Quality & Training Specialist - Turkish Speaker, Video Safety Operations (Dublin)
TikTok —Dublin, County Dublin
- Weekend availability
- English
- AI
- Communication skills
8d
Internal Audit Specialist - IT
Accenture —Dublin, County Dublin
- Full-time
- Computer Science
- English
- Windows
- Work from home
Laboratory Operative
Avantor —Mulhuddart, County Dublin
- Full-time
- Hospitality
- Bachelor's degree
- IT
- Annual leave
eIDAS2 Specialist - AI Trainer - Freelance - 8-20 hrs/week - Remote
10x Team —Dublin, County Dublin
- €152–€250 an hour
- Remote
- AI
Quick apply
Quality & Validation Specialist
H.B. Fuller —Dublin, County Dublin
- Bachelor's degree
- Scripting
- In-person

I want to receive the latest job alerts for compliance specialist in dublin county dublin

By signing in to your account, you agree to SimplyHired's Terms of Service and consent to our Cookie and Privacy Policy.

Explore jobs in more locations

compliance specialist jobs near dublin county dublin

Project Coordinator jobs in Dublin, County Dublin

PPC Specialist jobs in Dublin, County Dublin

Compliance Officer jobs in Dublin, County Dublin

Trainer jobs in Berlin

Quality Specialist jobs in Dublin, County Dublin

Project Manager jobs in Dublin, County Dublin

Billing Specialist jobs in Dublin, County Dublin

Quality Assurance Specialist jobs in Dublin, County Dublin

Internal Auditor jobs in Dublin, County Dublin

Controls Engineer jobs in Dublin, County Dublin

Project Coordinator jobs in Dublin 2, County Dublin

Project Manager Pharmaceutical jobs in Dublin, County Dublin

Logistics Coordinator jobs in Dublin, County Dublin

Mechanical Project Engineer jobs in Dublin, County Dublin

Project Coordinator jobs in Cork, County Cork

Financial Service Regulatory Lawyer jobs in Dublin, County Dublin

Financial jobs in Newcastle West, County Limerick

Financial Reporting Manager Bny jobs in Dublin, County Dublin

Coo Financial Services jobs in Dublin, County Dublin

Digital Content Specialist jobs in Dublin, County Dublin

Compliance Monitoring Associate

Davy -
Dublin, County Dublin

Quick apply

Job details

Full-time

Benefits

Employee assistance program

Qualifications

Microsoft Powerpoint
Microsoft Word
Power BI
Microsoft Excel
Microsoft Outlook
Law
Microsoft Office
Business
Communication skills

Full job description

About us

At Davy, it’s the unique talents of all our people that have been the foundations of our success for 100 years. As we continue to grow, so do you. Because you are not just part of our team – you are a key player in shaping our future.

At Davy, you are the difference.

Established in 1926, the Davy Group sits at the heart of wealth and capital in Ireland, providing a broad range of services to high-net-worth individuals, self-directed investors, small-to-medium enterprises, credit unions, corporations, and domestic & international institutional investors.

Our culture is shaped around three values, which are at the heart of everything we do: client success, one Davy, and building a proud legacy. Sharing the same goals, we work together to deliver exceptional outcomes for our clients. As part of a team of over 900, you will be encouraged to learn and to grow, both professionally and personally.

About the role

An exciting opportunity has arisen within the Davy Group Compliance Monitoring team for a Compliance Associate. This team monitors compliance with the relevant legal and regulatory requirements across all relevant jurisdictions as well as industry best practice.

This position requires a motivated and adaptable self-starter who is comfortable challenging colleagues, implementing practical solutions, a logical thinker with proven experience of delivering work to tight deadlines and team player who is also comfortable taking individual ownership of a number of activities. Applicants will be expected to demonstrate knowledge of applicable regulation and regulatory expectations.

In the role, the successful candidate will:

Monitor compliance with Compliance Framework, including Policy & Procedures Review, as it applies to Davy’s business;
Assist with monitoring compliance with the firm’s regulatory obligations
Monitor and analyse trade surveillance alerts as well as undertaking the surveillance of electronic communications (e.g. e-mail, Bloomberg etc.) and telephone communications;
Support the firm with its obligations under the Rules of Trading Venues (LSE and Euronext) and with the Rules of the Takeover Panel;
Involvement in development of new tests and execution of monitoring program as agreed from time to time;
Maintenance of records and continuous improvement of processes and procedures;
Administrative compliance support as required.
Assist management with designated compliance projects and assignments and act as coordinator where required; and
Comply with the Risk and Compliance frameworks, policies and procedures associated with the role.

Requirements

About you

We are looking for somebody who has the following background and skills:

Relevant 3rd level Degree (Business, Finance, Law, or equivalent) and /or audit/legal/compliance qualification.
2+ years working in a financial services industry with a good working knowledge of the regulatory requirements applicable to capital markets and/or corporate finance
Strong desire to work in a compliance team with good investigative instincts and background;
An understanding of markets and trading is desirable;
Strong communication skills both written and verbal;
Excellent attention to detail;
Strong information technology capability with a high level of competence in Microsoft Office products including Word, Excel, Outlook, Powerpoint and ideally Power BI.
Experience in the development and implementation of system enhancements including the documentation of business requirements
Interested in further developing a specialist compliance expertise in respect of capital markets, including MIFID, Market Abuse Regulation and Stock Exchange rules
Self-organised, with the ability to deal with multiple stakeholders on different projects simultaneously.

Benefits

What we offer

At Davy, our people are our biggest investment. In today’s fast-moving world, we know it’s important to feel secure and empowered. That’s why Davy benefits support you through all of life’s stages, offering health and wellness, flexible working options, flexible benefits allowance, learning and development opportunities, through to assisted retirement planning.

Health and Wellbeing

Psychological safety, emotional wellbeing and support are a priority at Davy. We offer a comprehensive Employee Assistance Programme (EAP) and mental health first aid. Our Sports & Social teams promote physical wellbeing and social connection.

Reward and Recognition

We offer a competitive remuneration package to include salary, bonus, pension and a host of additional benefits to protect you and your family when it matters most.

Growth and Development

Our award-winning L&D function supports you and your growth at Davy. We offer a comprehensive range of professional and personal development opportunities. Our culture supports learning, and we encourage you to explore more at Davy.

Positive Workplace

Our workplace is inclusive, diverse, and offers everyone a sense of belonging. We are flexible and continue to support a hybrid working model. You will get to be your best at Davy.

Values and Culture

Exceptional client outcomes delivered by a world class team, underpinned by our core Davy values – One Team, Client Success, and Proud Legacy.

Important Information

Davy is an equal opportunities employer, committed to fostering an inclusive and diverse workplace. We value diversity in both background and experience, and even if you don’t meet all of the requirements outlined in the job description, we still encourage you to apply. We review all applications received. As part of our commitment to creating an accessible environment, we want to ensure that everyone has an equal opportunity to participate in the interview process. If you require any reasonable accommodations, please let us know, and we will do our best to make the necessary arrangements.

Appointment to this role is subject to the candidate's eligibility to work in Ireland.

Where agency assistance is required, our Recruitment Team will engage directly with suppliers. Unsolicited CVs / profiles supplied to us by recruitment agencies will not be accepted for this role.

Davy Group is a member of the Bank of Ireland Group.

Quick apply

Refine Your Search

compliance specialist jobs in dublin county dublin

Compliance Monitoring Associate

PPC Specialist - 12 Month Contract (UK/IE based)

Professional Qualifications Specialist

Ukrainian Project Support/Coordinator - Entry Level

In-House Training Specialist

Site Logistics Operations Specialist

Global Financial Crimes Investigator

PROJECT MANAGER – DATA CENTRE CAMPUS (Operational)

QA Specialist (Extended Days)

Senior Specialist, Procurement Operations

Operational Controls Senior specialist

Enterprise Resilience Governance and Compliance Lead

Compliance Officer

Billings Middle Office Specialist FTC

Senior Specialist Regulatory Operations (Electronic Submissions)

Quality & Training Specialist - Turkish Speaker, Video Safety Operations (Dublin)

Internal Audit Specialist - IT

Laboratory Operative

eIDAS2 Specialist - AI Trainer - Freelance - 8-20 hrs/week - Remote

Quality & Validation Specialist

I want to receive the latest job alerts for compliance specialist in dublin county dublin

Related Searches

Explore jobs in more locations

Jobseeker tools

Employer Tools

Browse

Stay Connected