Find Investment advisor Jobs in Dublin County Dublin

Compliance Officer (Management Company) - SEI Global Investments Ltd
SEI Investments —Dublin, County Dublin
- Full-time
- Hybrid work
- Finance
- No degree
- In-person
- Annual leave
5d
Head of Business Operations and Sales Growth, GCS
Google —Dublin, County Dublin
- €192,000–€197,000 a year
- Full-time
- Sales
- Master's degree
- Bachelor's degree
11d
Life, Pensions & Group Schemes Administrator
Moneycube —Dublin, County Dublin
- Full-time
- Microsoft Word
- Microsoft Excel
- Communication skills
- Sick pay
Quick apply
11d
Liquidity Specialist for Ireland
BNP Paribas —Dublin, County Dublin
- Full-time
- Sales
- English
- No degree
4d
Senior Financial Advisor
Moneycube —Dublin, County Dublin
- Full-time
- Microsoft Powerpoint
- Microsoft Word
- Microsoft Excel
Quick apply
7d
Supervisor, Investor Services
SEI Investments —Dublin, County Dublin
- Full-time
- Hybrid work
- Customer service
- English
- Finance
- Annual leave
Head of Corporate Pensions Product, New Ireland Assurance
Bank of Ireland —Dublin, County Dublin
- Full-time
- Hybrid work
- No degree
- Business
- Annual leave
- Employee assistance program
Supervisor, Investor Services AML
SEI Investments —Dublin, County Dublin
- Full-time
- Hybrid work
- Microsoft Excel
- Customer service
- English
- Annual leave
Investor Services Analyst
U.S. Bank National Association —Dublin, County Dublin
- €41,820–€49,200 a year
- Full-time
- Leaving certificate
- No degree
- Communication skills
12d
Senior Business Change Consultant - Ireland
4OC —Dublin, County Dublin
- €66,000–€75,000 a year
- Hybrid work
- Project management
- Mentoring
- Organisational skills
4d
Senior Associate - Balance Sheet Advisory & Structuring
Howden Group Holdings —Dublin, County Dublin
- Full-time
- Microsoft Office
- Accounting
- Communication skills
Fund Accountant Supervisor
U.S. Bank National Association —Dublin, County Dublin
- €56,100–€66,000 a year
- Full-time
- Microsoft Office
- Finance
- Bachelor's degree
13d
Account Manager, Customer Onboarding, GCS Kickstart+ (English, Hebrew)
Google —Dublin, County Dublin
- €76,000–€78,000 a year
- Full-time
- Sales
- English
- Business development
LOI Academy Development & Support Manager
Football Association of Ireland —DUBLIN 15, County Dublin
- Weekend availability
- Hybrid work
- Project management
- Continuous improvement
- Leadership
- Free parking
- Employee assistance program
Quick apply
11d
Product Solutions Engineer, Authentication and Security
Google —Dublin, County Dublin
- €90,000–€92,500 a year
- Full-time
- Computer Science
- Engineering
- Data analysis skills
12d
Workplace Solutions - Participant Communications & Education Manager
JPMorganChase —DUBLIN 2, County Dublin
- Full-time
- Presentation skills
FX Sales Associate
Ebury —Dublin, County Dublin
- Sales
- English
- Business
Quick apply
14d
Assistant Manager, Investor Services
SEI Investments —Dublin, County Dublin
- Full-time
- Hybrid work
- Customer service
- English
- Finance
- Annual leave
Account Manager
Spector —Dublin, County Dublin
- €40,000–€50,000 a year
- Full-time
- Hybrid work
- English
- Microsoft Office
- Business development
- Annual leave
Quick apply
Workplace Solutions - Marketing Data Analyst, Vice President
JPMorganChase —DUBLIN 2, County Dublin
- Full-time
- Marketing
- Analytics

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Compliance Officer (Management Company) - SEI Global Investments Ltd

SEI Investments -
Dublin, County Dublin

Apply Now

Job details

Full-time
5 days ago

Benefits

Tax Saver Scheme
Bike to work scheme
On-site gym
Annual leave

Qualifications

Finance
Communication skills

Full job description

SEI Investments is a leading global provider of asset management and investment technology solutions. The company’s innovative solutions help corporations, financial institutions, financial advisors, and affluent families create and manage wealth. SEI is a people focused organization which encourages and recognizes employee development as being a critical component in the provision of excellent client service. An open, collaborative and detail oriented environment underpins this business objective.

SEI Investments is a US-based publicly traded corporation that is the ultimate parent entity of three separate Irish legal entities.

These are:

SEI Investments Global, Limited (SIGL) , a UCITS Management Company (“UCITS ManCo”) and Alternative Investment Funds Manager (“AIFM”)
SEI Investments - Global Fund Services, Ltd. ( GFSL) , an authorized provider of Fund Administration services for Irish and non-Irish collective investment schemes that is regulated by the CBI;
SEI Investments - Depositary and Custodial Services (Ireland) Limited ( D&C) , an authorized provider of depositary and custodial services.

Position Description:

SIGL is the UCITS ManCo and AIFM for a number of SEI proprietary funds. We are currently recruiting for a Compliance Officer SIGL. Supporting the Designated Person for Regulatory Compliance and Chief Compliance Officer, the successful candidate will be an integral part of the Compliance Team in its oversight of the business’ compliance with relevant regulatory requirements as well as advising the business of their obligations whilst supporting the business in meeting its strategic objectives.

The successful candidate will be part of a wider Legal and Compliance Team but continuously interact with various areas of the business, gaining exposure to various parts of the Asset Management business and SEI. The role offers an opportunity to work in a dynamic regulatory environment, ensuring the UCITS Management Company/AIFM maintains compliance with evolving regulations while supporting investor protection.

The ideal candidate will be a highly motivated self-starter, demonstrates good judgment, team player with energy and passion to learn.

What you will do:

Conduct daily oversight of the investment monitoring process for SIGL’s funds under management and escalate where applicable.
Complete reviews as allocated from the compliance monitoring programme and ensure they are completed within the required time frame. Follow-up implementation of findings / recommendations e.g. AML, AIFMD, UCITS, Outsourcing as well as deliverables for market units.
Review and analyse correspondence received from third parties such as the Central Bank of Ireland and service providers to ensure timely allocation and response.
Analyse regulatory and legislative developments and assess their applicability and impact to the business.
Develop a strong understanding of the business, operating environment and fund structures.
Liaise with the Compliance Team on the development and implementation of its compliance training programme.
Review and monitor employee Code of Conducts and maintain register for completion by new employees and annual attestation.
Oversee and maintain the core compliance regulatory registers; Breaches, Complaints, Errors .
Preparation and facilitation of materials for reporting to the Board on a monthly and quarterly basis.
Preparation of monthly and quarterly Compliance reporting.
Responsibility for CBI filings/reports for the SIGL and its funds under management.
Collaborate with the Compliance team and cross company teams on any ad-hoc projects / requests.
Work with the Compliance team to develop effective controls, processes and procedures.
Assist with reviewing and updating risk assessments.
Review and maintain documentation such as the Compliance Manual, Policies and Procedures and ensure documents are periodically reviewed and version controlled.
Co-ordinate information requests for Themed Inspections from the CBI; other information requests and PRISM interviews.
Review AML/CTF risk assessments and provide support to the MLRO to conduct AML monitoring activities.

What you will bring to the table:

3-5 years’ Investment Funds Services industry experience in Europe essential.
Deep understanding of UCITS, AIFMD, EU and Central Bank of Ireland regulatory requirements essential.
Knowledge and practical experience of the Irish Funds regulatory environment, applicable laws, rules and standards with dedication to continue to develop within this subject matter.
Third level degree in Finance or related field desirable.
Compliance qualification preferable.
Proven experience in Compliance or related area.

Attributes We Value:

Strong oral and written communication skills.
Strong attention to detail skills.
Ability to multi-task, prioritise work and manage time to maximise efficiency and to meet strict deadlines.
Proactive approach to tasks and assignment.
Individual who takes initiative and ownership of assigned responsibilities.
Ability to perform effectively and within strict deadlines.
Be a reliable transmitter of information, i.e. you report issues “up the chain” as opposed to resolving on your own.
Team Player.
High Integrity/Ethics.
Good Communicator/Listener.

Benefits you can expect:

Healthcare for yourself, your spouse and any dependents up to the age of 18 years. Pension Scheme. Tax Saver Travel Benefits. Bike to Work Scheme. On-site Gym with Fitness Classes and 1:1 PT Sessions. Club Supplement. Education Assistance. Competitive Family & Annual Leave Entitlements as well as 2 Paid Volunteer Days per year. Life Assurance. Annual Employee Share Participation Scheme.

We are focused on ensuring a healthy work-life balance and offer a hybrid working model and flexible working hours.

SEI is an Equal Opportunity Employer and so much more…

We recognize that our people are our most valuable asset and are (literally) invested in your success; we know that a healthy, happy and motivated workforce is key to our continued growth. We are focused on ensuring a healthy work-life balance and offer our employees benefits which include private medical care for you and your family, educational assistance scheme and actively encourage work life balance.

AI Acceptable Use in the application and interview process:

SEI acknowledges the growing integration of artificial intelligence (AI) tools into individuals’ personal and professional lives. If you intend to incorporate the use of any AI tools at any stage of the application and/or interview process, please ensure you have reviewed and adhere to our AI use guidelines .

Apply Now

Refine Your Search

investment advisor jobs in dublin county dublin

Compliance Officer (Management Company) - SEI Global Investments Ltd

Head of Business Operations and Sales Growth, GCS

Life, Pensions & Group Schemes Administrator

Liquidity Specialist for Ireland

Senior Financial Advisor

Supervisor, Investor Services

Head of Corporate Pensions Product, New Ireland Assurance

Supervisor, Investor Services AML

Investor Services Analyst

Senior Business Change Consultant - Ireland

Senior Associate - Balance Sheet Advisory & Structuring

Fund Accountant Supervisor

Account Manager, Customer Onboarding, GCS Kickstart+ (English, Hebrew)

LOI Academy Development & Support Manager

Product Solutions Engineer, Authentication and Security

Workplace Solutions - Participant Communications & Education Manager

FX Sales Associate

Assistant Manager, Investor Services

Account Manager

Workplace Solutions - Marketing Data Analyst, Vice President

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