Find Compliance officer Jobs in Maynooth, Ke

Trade and Portfolio Compliance Officer
Mediolanum International Funds Limited —Dublin, County Dublin
- Microsoft Excel
- Bachelor's degree
- No degree
Environmental Health and Safety Officer
Kepak Group —Clonee, County Meath
- Microsoft Office
- Manufacturing
- Referral programme
Quick apply
Examinations Administrator (Maternity Cover)
Dublin Business School —Dublin, County Dublin
- Full-time
- Microsoft Excel
- Microsoft Office
- Business
10d
Commercial Negotiation and Execution - Analyst Transaction Support
SMBC Aviation Capital —Dublin, County Dublin
- Microsoft Powerpoint
- Microsoft Excel
- English
EHS Officer (Evenings)
Jabil Circuit —Dublin, County Dublin
- Full-time
- English
- Microsoft Office
- Organisational skills
Data Protection Officer
Pipedrive —Dublin, County Dublin
- Full-time
- Hybrid work
- English
- Software development
- AI
- Relocation assistance
- Annual leave
Quick apply
Specialist I, Investor Services AML FTC
SEI Investments —Dublin, County Dublin
- Full-time
- Hybrid work
- Customer service
- English
- Administrative experience
Field Safety Officer / Safety Advisor
DPS Group —Leixlip, County Kildare
- Microsoft Powerpoint
- Microsoft Word
- Microsoft Excel
Compliance, Regional Country Compliance, Associate, Dublin
Goldman Sachs —Dublin, County Dublin
- Full-time
- Analysis skills
- Bachelor's degree
- In-person
- Employee assistance program
Protective Services Operations Manager
Securitas Ireland —Dublin, County Dublin
- Full-time
- Hybrid work
- English
- Microsoft Office
- No degree
- Free parking
- Fuel card
Quick apply
Temporary Higher Executive Officer - Contact Centre Manager
Coimisiún na Meán —Dublin, County Dublin
- €60,029 a year
- Microsoft Office
- Leadership
- Communication skills
2d
Research Officer - Health Information and Standards / Oifigeach Taighde - Faisnéis agus Caighdeáin Sláinte
Health Information and Quality Authority —Dublin, County Dublin
- Research
- No degree
- Annual leave
- Employee assistance program
7d
Compliance Analyst, Conduct Risk
AXA —DUBLIN 1, County Dublin
- Communication skills
3h
Healthcare Assistant - Greystones
Manor Homecare —Maynooth, County Kildare
- €14.75–€17.25 an hour
- No degree
- Communication skills
- Time management
- Free parking
- Annual leave
Quick apply
11d
Enterprise Resilience Governance and Compliance Lead
Waystone —Dublin, County Dublin
- Full-time
- Hybrid work
- Management
- Computer Science
- Master's degree
Quick apply
Housing Officer
Irish Red Cross —Dublin, County Dublin
- €43,000–€50,000 a year
- Full-time
- Hybrid work
- Microsoft Office
Quick apply
10d
Compliance Specialist - Investments
Mercer —Dublin, County Dublin
- Full-time
- English
Healthcare Assistant - Arklow
Manor Homecare —Maynooth, County Kildare
- €14.75–€17.25 an hour
- No degree
- Communication skills
- Time management
- Free parking
- Annual leave
Quick apply
11d
Vascular Secretary
Beaumont Hospital —Dublin, County Dublin
- €56,018 a year
- Part-time
- Microsoft Outlook
- Customer service
- English
- Annual leave
1d
Defects Liaison Officer
Tuath Housing Association —Dublin, County Dublin
- €35,350 a year
- Full-time
- Hybrid work
Quick apply

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Trade and Portfolio Compliance Officer

Mediolanum International Funds Limited -
Dublin, County Dublin

Apply Now

Job details

Permanent

Qualifications

Power BI
Microsoft Excel
Visual Basic
Bachelor's degree
VBA

Full job description

Employment Type

Permanent

Location

Role Profile

We are seeking an experienced Trade & Portfolio Compliance Officer to join the Compliance team at Mediolanum.

This role will play a key part in ensuring that the Investment portfolios managed by Mediolanum International Funds Ltd are operated in line with applicable regulatory requirements, prospectus and investment guidelines, and client mandates.

This is an excellent opportunity to take on a broad, visible and engaging role within a growing asset management firm in Dublin. The position offers exposure across investment management, trading, delegate oversight, systems, data and regulatory interpretation, enabling the successful candidate to develop as a subject matter expert in portfolio compliance while contributing directly to the ongoing enhancement of the firm’s compliance framework.

Duties

Pre-trade compliance review and release of in-house trading across the areas of Equities, Fixed Income and Quantitative Investment.

Post-trade and end-of-day compliance review of the entire investment portfolio across in-house and delegated fund mandates as well as our insurance products.

Management and escalation of any portfolio exceptions arising, including engaging with stakeholders to resolve.

Write and maintain the compliance rules within the compliance engine within the OMS system.

Build, maintain and oversee portfolio compliance rules on portfolio data within Snowflake.

Review, interrogate and integrate market and vendor data for inclusion in ongoing portfolio monitoring rules.

Support and to provide advice to management regarding regulatory interpretation, changes and business developments impacting the portfolio compliance activities.

Best Execution, Market Abuse and Sustainability monitoring.

Review and investigate conflicts of interest arising from portfolio investment.

Review and approve Personal Account dealing requests, in line with the Firms policy.

Review, interpret and advise on the amendment of fund documentation

Support the on-boarding of delegate investment managers.

Prepare and distribute Intra-group MIS and reporting regarding portfolios.

Board reporting and MIS.

Implement and maintain any relevant operational procedures in respect of the trade compliance activities performed in line with regulatory requirements and best practice.

Ad-hoc projects, including ongoing systems and process enhancement.

Skills & Competencies

An analytical thinker who understands the regulatory requirements and how to implement them in a practical manner, while ensuring the regulatory obligations are fully met.

Quick learner and assertive individual who can act by following instructions and act independently when appropriate.

Highly organized individual who can self-manage multiple priorities, routine work, and urgent issues as they arise. The ideal candidate is focused on resolving issues in a pro-active way and in a timely way.

Display Attention to Detail in all aspects of work and relationships.

Ability to work independently on large projects which are key to the development /progression of the overall compliance framework.

Developing and managing relationships both internally and externally, to become an established subject matter expert on portfolio compliance.

Qualifications & Experience

A Bachelors Degree in a relevant field.

At least 4 years work experience in a compliance within the financial services industry.

Understanding of Front, Middle and Back Office controls.

Awareness of financial services products, investment management and knowledge of the regulatory environment as it pertains to the asset management industry.

Good knowledge of the UCITS and AIFMD rules as well as the general regulatory environment as it pertains to an Irish regulated management company.

Experience with coding and troubleshooting compliance rules as required for monitoring regulatory requirements, prospectus and investment guidelines.

Proficient in use of MS excel including macros and VBA with the ability to interpret data effectively to support decision making.

Experience using Power BI to monitor compliance metrics and analyse large data sets for regulatory reporting and risk assessment.

Desirable to have experience with prompt engineering for the monitoring and interrogating of portfolios.

Applications Close Date

Apply Now

Refine Your Search

compliance officer jobs in maynooth, ke

Trade and Portfolio Compliance Officer

Environmental Health and Safety Officer

Examinations Administrator (Maternity Cover)

Commercial Negotiation and Execution - Analyst Transaction Support

EHS Officer (Evenings)

Data Protection Officer

Specialist I, Investor Services AML FTC

Field Safety Officer / Safety Advisor

Compliance, Regional Country Compliance, Associate, Dublin

Protective Services Operations Manager

Temporary Higher Executive Officer - Contact Centre Manager

Research Officer - Health Information and Standards / Oifigeach Taighde - Faisnéis agus Caighdeáin Sláinte

Compliance Analyst, Conduct Risk

Healthcare Assistant - Greystones

Enterprise Resilience Governance and Compliance Lead

Housing Officer

Compliance Specialist - Investments

Healthcare Assistant - Arklow

Vascular Secretary

Defects Liaison Officer

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