Find Regulatory oversight senior associate Jobs in Kill, Ke

Regulatory Oversight Senior Associate
Davy —Dublin, County Dublin
- Hybrid work
- Microsoft Powerpoint
- Microsoft Excel
- Project management
- Employee assistance program
Quick apply
17h
Client Adviser - Senior Associate
Davy —Dublin, County Dublin
- Hybrid work
- Microsoft Powerpoint
- Microsoft Word
- Microsoft Excel
- Employee assistance program
Quick apply
Company Secretary/Board Governance - Associate
BlackRock Investments —Dublin, County Dublin
- €75,000–€105,000 a year
- Organisational skills
- AI
- Communication skills
- Work from home
4d
Senior Associate Director, Controls, Third Party Management
MUFG Investor Services —Dublin, County Dublin
- Full-time
- Finance
- Business
- Accounting
Quick apply
3d
Compliance Officer, Consumer Compliance, Associate, Dublin
Goldman Sachs —Dublin, County Dublin
- Full-time
- Analysis skills
- Bachelor's degree
- No degree
- Employee assistance program
PGIM | Director, Designated Person For Fund Risk (PCF 39C)
PGIM —Dublin, County Dublin
- Full-time
- Python
- Annual leave
PGIM | Director, Designated Person For Fund Risk
Prudential —Dublin, County Dublin
- Full-time
- Python
- Annual leave
Compliance Support Executive
Russell Investments —Dublin, County Dublin
- Full-time
- In-person
- Business
- Communication skills
Data & AI Consultant – Associate Director - ROI / Belfast
Grant Thornton —Dublin, County Dublin
- Full-time
- Azure
- SQL
- Business development
13d
Associate - Open Ended Fund Controllership
Kohlberg Kravis Roberts & Co. —Dublin, County Dublin
- Engineering
- Finance
- Bachelor's degree
Associate Director - Systems
WSP —Dublin, County Dublin
- Part-time
- Hybrid work
- Communication skills
- Work from home
- Gym membership
Risk Associate 10 Month Maternity Contract
Mars Capital —Dublin, County Dublin
- Full-time
- Hybrid work
- Microsoft Powerpoint
- Microsoft Excel
- Microsoft Office
Quick apply
6d
Associate Director (EIA) - Naas
WSP —Naas, County Kildare
- Part-time
- Hybrid work
- No degree
- Leadership
- Communication skills
- Work from home
- Gym membership
Senior Director, Risk & Controls (12 FTC)
Fiserv —Dublin, County Dublin
- Full-time
- In-person
- Leadership

More jobs to discover

Find similar jobs that you might be interested in.

Client Adviser - Senior Associate
Davy —Dublin, County Dublin
Management of follow up activities from client meetings; completion of minutes of meetings and monitoring completion of tasks.
Quick apply
Senior Associate Director Transport Planner (Dublin / Cork / Belfast)
Jacobs —Dublin, County Dublin
Generous annual leave allowance, with opportunities to purchase additional leave. Degree qualified in a relevant discipline (or equivalent), with extensive…

I want to receive the latest job alerts for regulatory oversight senior associate in kill, ke

By signing in to your account, you agree to SimplyHired's Terms of Service and consent to our Cookie and Privacy Policy.

Explore jobs in more locations

regulatory oversight senior associate jobs near kill, ke

Secretary jobs in Dublin, County Dublin

Client Associate jobs in Dublin, County Dublin

Compliance Officer jobs in Dublin, County Dublin

Regulatory Affairs Specialist jobs in Dublin, County Dublin

Associate Director jobs in Dublin, County Dublin

Senior Director jobs in Dublin, County Dublin

Data Consultant jobs in Dublin, County Dublin

School, Secretary jobs in Cork, County Cork

School, Secretary, Office jobs in Cavan, County Monaghan

Medical Secretary jobs in Dún Laoghaire, County Dublin

Legal Secretary jobs in North Dublin, County Dublin

Qualified Company Secretary jobs in Dublin, County Dublin

School, Secretary jobs in Waterford, County Waterford

Associate Business Systems Analyst jobs in Dublin, County Dublin

Product Associate jobs in Dublin, County Dublin

Strategy Associate jobs in Dublin, County Dublin

Pensions Associate jobs in Dublin, County Dublin

Front End Associate jobs in Longford, County Longford

Front Of House jobs in Dublin, County Dublin

Cybersecurity Associate jobs in Dublin, County Dublin

Regulatory Oversight Senior Associate

Davy -
Dublin, County Dublin

Quick apply

Job details

17 hours ago

Benefits

Employee assistance program

Qualifications

Microsoft Powerpoint
Microsoft Excel
Project management
Quality assurance
Communication skills

Full job description

About us

At Davy, it’s the unique talents of all our people that have been the foundations of our success for 100 years. As we continue to grow, so do you. Because you are not just part of our team – you are a key player in shaping our future.

At Davy, you are the difference.

Established in 1926, the Davy Group sits at the heart of wealth and capital in Ireland, providing a broad range of services to high-net-worth individuals, self-directed investors, small-to-medium enterprises, credit unions, corporations, and domestic & international institutional investors.

Our culture is shaped around three values, which are at the heart of everything we do: client success, one Davy, and building a proud legacy. Sharing the same goals, we work together to deliver exceptional outcomes for our clients. As part of a team of over 900, you will be encouraged to learn and to grow, both professionally and personally.

About the role

An exciting opportunity has opened up in our Davy First Line of Defence team with Wealth Risk. In the role, the successful candidate will:

Risk Framework Development: Enhance, and implement changes to the firms Risk Frameworks, policies, and procedures.
- Technical Knowledge: Professional understanding of the Irish regulatory landscape, with specific experience in Financial Regulation and Reporting.
Risk Assessment: Identify, evaluate, and work to mitigate regulatory, operational, and conduct risks in the area of Wealth Management functions.
- Regulatory Adherence: Monitor, interpret, and implement new and existing regulations applicable to Davys. (e.g. Consumer Protection Code, DORA, MiFID II)
Collaboration: Work with stakeholders to identify resolutions to complex issues across the Wealth Management department and provide oversight of resolutions.
Presentation and Delivery: Present reports and report findings arising from assurance activities to a wide variety of audiences.

Requirements

About you

We are looking for someone with the following background and skills:

1. Strong knowledge of Microsoft Excel and Microsoft PowerPoint.

Applicant should be comfortable performing excel functions such as V-Lookup and basic equations.
Applicant should be comfortable collating data and using data to create and edit graphs on powerpoint.

2. Strong interest in the topic of Wealth Management.

Applicant should have an interest in the topic of wealth management and be eager to improve and develop their knowledge in this topic.

3. Good Communication Skills:

Applicant should have professional experience of communicating with stakeholders and building professional relationships across a business.
Applicant should feel confident to make presentations of their work and engage in broader discussion of topics relevant to the team.

4. Applicant should have professional experience in Risk & Assurance.

Strong set of skills around quality assurance
Applicant should have strong planning skills and background in project management would be beneficial.

5. Minimum of 4 years’ experience in Financial Service or Wealth Management.

Applicant should have an understanding of trade processes and be prepared to evaluate such processes.
Familiarity with topics including ‘Suitability’, ‘Advice’ and an understanding of Client Profiles.

6. Experience working with Financial Services Regulations.

Applicant should be familiar with MiFID 2 and key financial regulation documents.
An understanding of, and ability to apply knowledge of Financial Regulation in a professional risk environment is essential to perform this role.

Benefits

What we offer

At Davy, our people are our biggest investment. In today’s fast-moving world, we know it’s important to feel secure and empowered. That’s why Davy benefits support you through all of life’s stages, offering health and wellness, flexible working options, flexible benefits allowance, learning and development opportunities, through to assisted retirement planning.

Health and Wellbeing

Psychological safety, emotional wellbeing and support are a priority at Davy. We offer a comprehensive Employee Assistance Programme (EAP) and mental health first aid. Our Sports & Social teams promote physical wellbeing and social connection.

Reward and Recognition

We offer a competitive remuneration package to include salary, bonus, pension and a host of additional benefits to protect you and your family when it matters most.

Growth and Development

Our award-winning L&D function supports you and your growth at Davy. We offer a comprehensive range of professional and personal development opportunities. Our culture supports learning, and we encourage you to explore more at Davy.

Positive Workplace

Our workplace is inclusive, diverse, and offers everyone a sense of belonging. We are flexible and continue to support a hybrid working model. You will get to be your best at Davy.

Values and Culture

Exceptional client outcomes delivered by a world class team, underpinned by our core Davy values – One Team, Client Success, and Proud Legacy.

Important Information

Davy is an equal opportunities employer, committed to fostering an inclusive and diverse workplace. We value diversity in both background and experience, and even if you don’t meet all of the requirements outlined in the job description, we still encourage you to apply. We review all applications received. As part of our commitment to creating an accessible environment, we want to ensure that everyone has an equal opportunity to participate in the interview process. If you require any reasonable accommodations, please let us know, and we will do our best to make the necessary arrangements.

Appointment to this role is subject to the candidate's eligibility to work in Ireland.

Where agency assistance is required, our Recruitment Team will engage directly with suppliers. Unsolicited CVs / profiles supplied to us by recruitment agencies will not be accepted for this role.

Davy Group is a member of the Bank of Ireland Group.

Quick apply

Refine Your Search

regulatory oversight senior associate jobs in kill, ke

Regulatory Oversight Senior Associate

Client Adviser - Senior Associate

Company Secretary/Board Governance - Associate

Senior Associate Director, Controls, Third Party Management

Compliance Officer, Consumer Compliance, Associate, Dublin

PGIM | Director, Designated Person For Fund Risk (PCF 39C)

PGIM | Director, Designated Person For Fund Risk

Compliance Support Executive

Data & AI Consultant – Associate Director - ROI / Belfast

Associate - Open Ended Fund Controllership

Associate Director - Systems

Risk Associate 10 Month Maternity Contract

Associate Director (EIA) - Naas

Senior Director, Risk & Controls (12 FTC)

More jobs to discover

I want to receive the latest job alerts for regulatory oversight senior associate in kill, ke

Explore jobs in more locations

Jobseeker tools

Employer Tools

Browse

Stay Connected