Who we are looking for
State Street Investment Management is seeking a dynamic and enthusiastic individual to join its Europe Compliance Advisory team. The successful candidate will be a key member of the Compliance organization and will be located in State Street’s Dublin office. This role provides an opportunity to work on execution of the firm’s compliance program, with a focus on managing regulatory interactions and compliance projects.
A minimum of four days working from the Dublin office is required for this role.
Why this role is important to us
The team you will be joining plays an important role in the overall success of the organization. Across the globe, institutional investors rely on us to help them manage risk, respond to challenges, and drive performance and profitability. To make that happen we need teams like yours to help navigate employees and the organization as a whole. In your role you will strive for cutting-edge solutions, that are straightforward and scalable. You will help us build resilience and execute day to day deliverables at our best. Join us if making your mark in the financial services industry from day one is a challenge you are up for.
State Street Global Advisors Europe Limited (trading as State Street Investment Management) is a Central Bank of Ireland regulated Company providing UCITS Management Company, AIFM and Individual Portfolio Management services through its EU offices in Ireland, Poland, Belgium, France, Germany, Italy and Netherlands.
[Need to insert the standard wording re this role being a CF2 under the CBI F&P rules]
What you will be responsible for
As Compliance Manager you will:
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Implement the firm’s risk based compliance monitoring program, through effective execution of compliance monitoring, testing and advisory reviews.
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Actively contribute to SSGAEL’s regulatory posture through effective management of high quality responses to regulatory requests including thematic reviews.
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Analyze and implement regulatory and legislative changes.
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Lead activities to support SSGAEL’s compliance with the Individual Accountability Framework.
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Assess compliance breaches, working with the business to remediate compliance issues.
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Represent the Compliance Function on internal governance forums, providing compliance subject matter expertise.
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Draft executive management reporting, activity metrics and program status updates.
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Support business initiatives through provision of high quality compliance advice to project teams.
What we value
These skills will help you succeed in this role:
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Proactive and independent individual, with proven ability to excel in a dynamic and fast-paced environment.
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Effective time management and prioritization of tasks.
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Collaborative and solutions-oriented approach to stakeholder management.
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Critical thinking with excellent research skills and attention to detail.
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Prior experience in managing multi-jurisdictional regulatory interactions.
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Practical experience working with UCITS, AIFMD, and MiFID rules in the European Union.
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Technical knowledge of CBI Individual Accountability Framework a distinct advantage.
Education & Preferred Qualifications
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Education to degree level, preferably in law, finance, business or related discipline.
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Additional compliance, investment fund, asset management or related certifications.
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Minimum of 5 year relevant compliance experience within asset management or investment funds.
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Experience in leading cross-functional projects an advantage.
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Fluent English is a must, any other languages are a benefit.
This position is a Controlled Function (CF‑2) role under the Central Bank of Ireland Fitness & Probity framework. The successful candidate will be subject to Fitness & Probity assessment and ongoing certification as required by the Central Bank of Ireland.
Across the globe, institutional investors rely on us to help them manage risk, respond to challenges, and drive performance and profitability. We keep our clients at the heart of everything we do, and smart, engaged employees are essential to our continued success.
We are committed to fostering an environment where every employee feels valued and empowered to reach their full potential. As an essential partner in our shared success, you’ll benefit from inclusive development opportunities, flexible work-life support, paid volunteer days, and vibrant employee networks that keep you connected to what matters most. Join us in shaping the future.
As an Equal Opportunity Employer, we consider all qualified applicants for all positions without regard to race, creed, color, religion, national origin, ancestry, ethnicity, age, disability, genetic information, sex, sexual orientation, gender identity or expression, citizenship, marital status, domestic partnership or civil union status, familial status, military and veteran status, and other characteristics protected by applicable law.
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