Find regulatory risk compliance advisor Jobs in dublin, d

Senior Operations Analyst, Investor Services AML
SEI1GLOBAL —DUBLIN 2, County Dublin
- Full-time
- Hybrid work
- Microsoft Excel
- Customer service
- English
- Annual leave
QA Engineer
Grouper —Dublin, County Dublin
- Full-time
- Hybrid work
- Computer Science
- Java
- Bachelor's degree
Quick apply
Broker Consultant
Allianz —Blackrock, County Dublin
- Full-time
- Sales
- Master's degree
- Presentation skills
Corporation Tax Manager
Sisk —Dublin, County Dublin
- Full-time
- Microsoft Excel
- Analysis skills
- Annual leave
UKI Business Consulting - Capital Projects - Infrastructure Contract Manager
EY —DUBLIN 2, County Dublin
- Full-time
- Hybrid work
- Engineering
- Master's degree
- No degree
- Gym membership
Assurance - Internal Audit Senior Manager (Financial Services)
PwC —Dublin, County Dublin
- Full-time
- Bachelor's degree
- Accounting
- Accounting
EY Ireland Managed Services Manager
EY —DUBLIN 2, County Dublin
- Full-time
- Hybrid work
- Microsoft Excel
- Master's degree
- Analysis skills
- Gym membership
- Referral programme
Director - European ETF Sales
Waystone —Dublin, County Dublin
- Full-time
- Hybrid work
- CRM software
- Finance
- Bachelor's degree
Quick apply
7d
Agronomy Manager
Keelings —Saint Margaret's, County Dublin
- Full-time
- English
- Leadership
- Communication skills
Quick apply
UKI Technology Consulting - Enterprise Solution Architect Manager/Senior Manager
EY —DUBLIN 2, County Dublin
- Hybrid work
- Azure
- Oracle
- Master's degree
- Gym membership
Lead Security Architect - Flutter Functions
Flutter Entertainment —Dublin, County Dublin
- Full-time
- AWS
- Agile
- AI
Solicitor - Senior Manager
Mars Capital —Dublin, County Dublin
- Full-time
- Hybrid work
- Banking
- Negotiation
Quick apply
Indirect Tax Manager – EMEA VAT
eBay Inc. —Dublin, County Dublin
- Full-time
- English
- Research
- Analysis skills
Director of Development
Respond Housing Association —Dublin, County Dublin
- Full-time
- Hybrid work
- Presentation skills
- Construction
- Communication skills
Quick apply
9d
Nurse Practice Development Co-ordinator - Assistant Director of Nursing
Tallaght University Hospital —Tallaght, County Dublin
- Acute care
- Nursing
- Doctoral degree
- Annual leave
3d
Group Financial Controller
Uniphar PLC —DUBLIN 24, County Dublin
- Full-time
- No degree
- Accounting
- Leadership
Quick apply
AI & Data - Data Solution Architect - Manager
EY —DUBLIN 2, County Dublin
- Full-time
- Hybrid work
- Azure
- Computer Science
- Data analysis skills
- Gym membership
AI & Data - Data Solution Architect - Senior Manager
EY —DUBLIN 2, County Dublin
- Full-time
- Hybrid work
- Azure
- Computer Science
- Data analysis skills
- Gym membership
Senior Project Manager / Associate Director – Real Estate (Healthcare)
Turner & Townsend —Dublin, County Dublin
- Full-time
- Engineering
- Business development
- Construction
Quick apply
Design Manager - Infrastructure
Turner & Townsend —Dublin, County Dublin
- Full-time
- Engineering
- Analysis skills
- Bachelor's degree
- Annual leave
Quick apply

I want to receive the latest job alerts for regulatory risk compliance advisor in dublin, d

By signing in to your account, you agree to SimplyHired's Terms of Service and consent to our Cookie and Privacy Policy.

Explore jobs in more locations

regulatory risk compliance advisor jobs near dublin, d

Tax Manager jobs in Dublin, County Dublin

Solicitor jobs in Dublin, County Dublin

Development Director jobs in Dublin, County Dublin

Security Architect jobs in Dublin, County Dublin

Senior Design Manager jobs in Dublin, County Dublin

Sales Director jobs in Dublin, County Dublin

Internal Auditor jobs in Dublin, County Dublin

Restaurant Manager jobs in Cork, County Cork

Security Manager jobs in Dublin, County Dublin

Production Manager jobs in Dublin, County Dublin

Assistant Store Manager jobs in County Dublin

Solution Architect jobs in Galway, County Galway

Solution Architect jobs in Cork, County Cork

Architect Azure jobs in Dublin, County Dublin

Pre Sales Solution Architect jobs in Dublin, County Dublin

Solution Architect jobs in Limerick, County Limerick

Solution Architect jobs in Dublin, County Dublin

Enterprise Architect jobs in County Dublin

Tax Manager jobs in County Meath

Tax Manager jobs in Limerick, County Limerick

Senior Operations Analyst, Investor Services AML

SEI1GLOBAL -
DUBLIN 2, County Dublin

Apply Now

Job details

Full-time

Benefits

Tax Saver Scheme
Bike to work scheme
On-site gym
Annual leave

Qualifications

Microsoft Excel
Customer service
English
Administrative experience
Business
Communication skills

Full job description

SEI Investments is a leading global provider of asset management and investment technology solutions. The company’s innovative solutions help corporations, financial institutions, financial advisors, and affluent families create and manage wealth. SEI is a people focused organization which encourages and recognizes employee development as being a critical component in the provision of excellent client service. An open, collaborative and detail oriented environment underpins this business objective.
Whilst the parent company has its principal offices in the United States, the SEI Group comprises operating subsidiaries in the EU, UK, Cayman Islands and Canada. The SEI Group’s operations in Ireland are carried out through three entities based in Dublin that conduct the Group’s business of managing proprietary UCITS and AIF funds, as well as providing administration and depositary services to funds established by third party investment managers.

Position Description:
The Anti-Money Laundering (“AML”) team supports business units and compliance professionals across the company and is responsible for establishing, maintaining and developing a framework that ensures that the division operates to the highest standards of regulatory compliance and governance. The Senior Operations Analyst, Investor Services AML is responsible for carrying out the day-to-day functions involved in working within the AML team.

What you’ll do:
Review, analysis and requesting of AML documentation linked to back book of business.

Review documentation received against procedures and complete AML checklists for second approval

Conduct Screening on all clients and review to identify True hits.

Review any investors which have positive matches to sanctions lists and escalate through the appropriate channels.

Organisation of all investor AML documents, recording to AML database and proper file maintenance as established in AML procedures including creating and updating physical and soft copy investor files.

Manage workload and ensure corporate and client deliverables are met.

Ensure a professional relationship is maintained with clients and stakeholders at all times.

Participating in regular team meetings and put forward usable suggestions creating efficiencies.

Liaise with internal departments and Global Offices to complete AML compliance requirements.

Share AML expertise with clients and colleagues, and act as Perform research if needed to understand investor type, company structures, etc., investigate and solve potential issues.

Conduct Independent checks where required and maintain accurate records.

Ensure that all client/Investor relationships are risk rated as per established procedure.

Completion of timely and on-going follow up for outstanding AML documentation.

Monthly client reporting of outstanding AML documentation and ensure accurate and timely delivery to clients.

Conduct review/sign off on documentation as required.

Carry out all duties assigned to your role under the Company’s Safety Statement, to ensure Health, Safety and Well-being for all employees for whom you have responsibility.

Support internal testing and audit requirements.

Adhoc tasks / Project work as required.

What you bring to the table:
2 + years’ AML experience.

2+ years’ experience in the Financial Services Industry in particular the investment fund industry and its regulatory framework.

Knowledge of compliance and regulation within the Financial Services Industry in Europe.

Knowledge of Investment (Financial) Services industry in Europe.

Very strong risk awareness (preferably EU legislation driving AML regulations).

Third level qualification, preferably in Finance, Business or Law.

P.C. proficient, particularly Excel and Word.

Fluency in English Language (both verbal and written) essential.

Fluency in foreign language an advantage (both written and verbal).

Attributes we value:
Excellent interpersonal and customer service skills.

Strong organizational and administrative skills.

Ability to multi-task, prioritize work and manage time to maximize efficiency and to meet strict deadlines.

Strong oral and written communication skills.

Individual who takes initiative and ownership of assigned responsibilities.

Positive ‘can do’ attitude with excellent problem-solving skills.

Detail-oriented.

Team player.

Flexible / Adaptable.

Benefits you can expect:
Healthcare for yourself, your spouse and any dependents up to the age of 18 years. Pension Scheme. Tax Saver Travel Benefits. Bike to Work Scheme. On-site Gym with Fitness Classes and 1:1 PT Sessions. Club Supplement. Education Assistance. Competitive Family & Annual Leave Entitlements as well as 2 Paid Volunteer Days per year. Life Assurance. Annual Employee Share Participation Scheme.
We are focused on ensuring a healthy work-life balance and offer a hybrid working model and flexible working hours.
SEI is an Equal Opportunity Employer and so much more…

We recognize that our people are our most valuable asset and are (literally) invested in your success; we know that a healthy, happy and motivated workforce is key to our continued growth. We are focused on ensuring a healthy work-life balance and offer our employees benefits which include private medical care for you and your family, educational assistance scheme and actively encourage work life balance.

AI Acceptable Use in the application and interview process:
SEI acknowledges the growing integration of artificial intelligence (AI) tools into individuals’ personal and professional lives. If you intend to incorporate the use of any AI tools at any stage of the application and/or interview process, please ensure you have reviewed and adhere to our AI use guidelines .

Apply Now

Refine Your Search

regulatory risk compliance advisor jobs in dublin, d

Senior Operations Analyst, Investor Services AML

QA Engineer

Broker Consultant

Corporation Tax Manager

UKI Business Consulting - Capital Projects - Infrastructure Contract Manager

Assurance - Internal Audit Senior Manager (Financial Services)

EY Ireland Managed Services Manager

Director - European ETF Sales

Agronomy Manager

UKI Technology Consulting - Enterprise Solution Architect Manager/Senior Manager

Lead Security Architect - Flutter Functions

Solicitor - Senior Manager

Indirect Tax Manager – EMEA VAT

Director of Development

Nurse Practice Development Co-ordinator - Assistant Director of Nursing

Group Financial Controller

AI & Data - Data Solution Architect - Manager

AI & Data - Data Solution Architect - Senior Manager

Senior Project Manager / Associate Director – Real Estate (Healthcare)

Design Manager - Infrastructure

I want to receive the latest job alerts for regulatory risk compliance advisor in dublin, d

Related Searches

Explore jobs in more locations

Jobseeker tools

Employer Tools

Browse

Stay Connected