Find regulatory compliance officer Jobs in dublin county dublin

Dispute Resolution Analyst
Interactive Brokers —Dublin, County Dublin
- Hybrid work
- Microsoft Office
- Finance
- Bachelor's degree
- Employee assistance program
- Life insurance
Quick apply
Solution Sales Principal - Cyber Security
Vodafone —Dublin, County Dublin
- Full-time
- Sales
- Annual leave
Supervisor - Aviation Ground Safety
Global Aerospace Logistics —Dublin, County Dublin
- Full-time
- Relocation assistance
- Employee assistance program
Quick apply
1d
Health, Safety, Environment and Quality (HSEQ) Manager
Go-Ahead Ireland —Ballymount, County Dublin
- Communication skills
Senior Fund Accounting Officer (Lux)
IQ-EQ —Dublin, County Dublin
- Full-time
- Hybrid work
- Accounting
- Annual leave
Quick apply
Regional Operating Director, Banking & Markets (PCF42)
Northern Trust Corp. —Dublin, County Dublin
- Full-time
- Leadership
- Banking
Head of Digital, Data and Innovation
Davy —Dublin, County Dublin
- Hybrid work
- AI
- Analytics
- Employee assistance program
Quick apply
8d
Head of Technology Delivery
Mediolanum International Funds Limited —Dublin, County Dublin
- Computer Science
- Master's degree
- Bachelor's degree
Head of Responsible AI- Vice President
EXL Service —Dublin, County Dublin
- Full-time
- Hybrid work
- Microsoft Excel
- Doctoral degree
- Computer Science
H&S Manager
Cunningham Contracts —Dublin, County Dublin
- Full-time
- Management
- Supervising experience
- Bachelor's degree
- Annual leave
- Employee assistance program
Quick apply
Head of EHS - Manufacturing (4.5 days)
Davenham Switchgear Limited —Clondalkin, County Dublin
- €70,000–€80,000 a year
- Full-time
- Bachelor's degree
- In-person
- Manufacturing
Quick apply
13d
Broker Consultant
Allianz —Blackrock, County Dublin
- Full-time
- Sales
- Master's degree
- Presentation skills
Health and Safety Manager , Data Center Health and Safety
Amazon Data Services Ireland Limited —Dublin, County Dublin
- Full-time
- Customer service
- SQL
- AWS
Director of Development
Respond Housing Association —Dublin, County Dublin
- Full-time
- Hybrid work
- Presentation skills
- Construction
- Communication skills
Quick apply
7d
Director of Nursing
Blackrock Health Hermitage Clinic —Lucan, County Dublin
- Full-time
- Management
- Master's degree
- Clinic
Quick apply
9d
Head of Legal
Flynn —DUBLIN 11, County Dublin
- Full-time
- Continuous improvement
- Team management
- Conflict management
Quick apply
Nurse Practice Development Co-ordinator - Assistant Director of Nursing
Tallaght University Hospital —Tallaght, County Dublin
- Acute care
- Nursing
- Doctoral degree
- Annual leave
1d

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Dispute Resolution Analyst

Interactive Brokers -
Dublin, County Dublin

Quick apply

Job details

Benefits

Tax Saver Scheme
Bike to work scheme
Employee assistance program
Life insurance

Qualifications

Economics
Law
Microsoft Office
Finance
Bachelor's degree
Business
Communication skills

Full job description

Company Overview

Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment.

IBKR affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories. We serve individual investors and institutions, including financial advisors, hedge funds and introducing brokers. Our advanced technology, competitive pricing, and global market help our clients to make the most of their investments.

Barron's has recognized Interactive Brokers as the #1 online broker for six consecutive years. Join our dynamic, multi-national team and be a part of a company that simplifies and enhances financial opportunities using state-of-the-art technology.

Interactive Brokers Ireland Limited ("IBIE") is looking for an individual to investigate and adjudicate on client complaints in a manner which is fair, professional and in compliance with regulatory requirements and internal policies.

This position is designated as a Controlled Function 8 (CF-8) under the Central Bank of Ireland's Fitness and Probity Regime. In this role, you will act as an adjudicator for customer complaints, ensuring fair, transparent, and regulatory-compliant outcomes.

The candidate should have an in-depth knowledge of the MIFID and other key Central Bank of Ireland regulations and the complaints handling requirements contain therein. The candidate should possess knowledge of futures, options, CFDs and equities markets. The candidate must satisfy the Minimum Competency Code requirements for complaints adjudication.

Key Responsibilities:

Present a resolution for complaints which may relate to a variety of topics such as:
- Order routing, order status or execution inquiries such as non-execution, delayed or erroneous execution
- Funding issues such as deposit or withdrawal delays, third party fees on funding and processing of position transfers
- Statement and tax issues such as dividend reporting, cost basis issues and tax reporting discrepancies or
- Level of satisfaction with customer service received
Ensure complaints are handled in a manner which is both fair and in compliance with the Consumer Protection Code
Compose clear and concise summaries of issues which require escalation internally, either to the Programming Department, Senior Management, Legal Department or Compliance Department
Compile Management Information and trend analysis for the Compliance Department
Assist other IBKR entities in resolving complaints if necessary.

Qualifications & Experience:

Bachelor's or advanced degree in Finance, Law, Economics, Business Administration or other related field
Licentiate or Fellow of the Association of Compliance Officers in Ireland, Solicitor Member of the Law Society of Ireland or Barrister-at-Law called to the Bar of Ireland
Must hold the legal qualifications/compliance license – Diploma in Compliance from the Institute of Bankers, Licentiate of Compliance Institute (LCI)
Up to date CPD and at least 2 years relevant complaints handling experience
Minimum of 2 years financial services industry experience preferred
Strong interpersonal, verbal and written communication skills
Working knowledge of PC technologies including Microsoft Office applications

Benefits:

Hybrid working model (4 days in office)
Competitive compensation packages including private healthcare, pension, life insurance, income protection, discretionary annual bonus.
Global Employee Assistance Program
Cycle to work scheme & Tax Saver commute scheme
Free lunch for all employees when working from the office

Other Terms and Conditions:

Candidates are on a probationary period of six months.
Candidates must have a EU passport or a qualifying work permit/residency to work in the EU.

Quick apply

Refine Your Search

regulatory compliance officer jobs in dublin county dublin

Dispute Resolution Analyst

Solution Sales Principal - Cyber Security

Supervisor - Aviation Ground Safety

Health, Safety, Environment and Quality (HSEQ) Manager

Senior Fund Accounting Officer (Lux)

Regional Operating Director, Banking & Markets (PCF42)

Head of Digital, Data and Innovation

Head of Technology Delivery

Head of Responsible AI- Vice President

H&S Manager

Head of EHS - Manufacturing (4.5 days)

Broker Consultant

Health and Safety Manager , Data Center Health and Safety

Director of Development

Director of Nursing

Head of Legal

Nurse Practice Development Co-ordinator - Assistant Director of Nursing

Other jobs to consider

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