Find Compliance analyst Jobs in Dublin, D

Portfolio Management Compliance Analyst
Fisher Investments Europe —Dublin, County Dublin
- Full-time
- Microsoft Office
- Bachelor's degree
- Organisational skills
- Annual leave
- Work from home
14d
Transaction Analyst - Regulatory & Compliance
CSC (Corporation Service Company) —Dublin, County Dublin
- Full-time
- Microsoft Office
- Analysis skills
- Communication skills
Compliance Analyst
Millennium Management —Dublin, County Dublin
- Microsoft Powerpoint
- Microsoft Word
- Microsoft Excel
ESG Regulatory Compliance & Data Governance Analyst
Intercontinental Exchange Holdings, Inc. —DUBLIN 2, County Dublin
- €35,000–€40,000 a year
- Full-time
- Analysis skills
- Continuous improvement
- Communication skills
Data Governance Analyst
Cantor Fitzgerald —Dublin, County Dublin
- Full-time
Quality Analyst Operation-CapCut
ByteDance —Dublin, County Dublin
- Bachelor's degree
- AI
Regulatory Reporting Analyst
Monzo —Dublin, County Dublin
- €45,000–€55,000 a year
- Microsoft Excel
- SQL
- Annual leave
Compliance Analyst, Officer, Hybrid
State Street —DUBLIN 2, County Dublin
- Full-time
- English
- Research
- Business
6d
Senior Compliance Governance & Operations Analyst
TD Bank —Dublin, County Dublin
- Full-time
- Microsoft Office
- Communication skills
- Banking
- Annual leave
WFM Planning Analyst I-Grade B1
Teleperformance —Dublin 07, County Dublin
- Full-time
- Microsoft Excel
- Engineering
- Business
Operations Readiness Analyst - Senior Associate
State Street —DUBLIN 2, County Dublin
- Full-time
- Microsoft Powerpoint
- Microsoft Word
- Microsoft Excel
Analyst I, Strategy & Operations
GoFundMe —Dublin, County Dublin
- Microsoft Excel
- SQL
AML Compliance Analyst - 12 Month FTC
Mediolanum International Funds Limited —Dublin, County Dublin
- Microsoft Powerpoint
- Microsoft Excel
- Microsoft Office
Compliance & Information Security Analyst
beqom —DUBLIN 2, County Dublin
- Full-time
- Hybrid work
- Azure
- Sales
- AWS
Quick apply
Micro Analyst and Day Support
Diageo —Dublin, County Dublin
- Full-time
3d
Global Process Data Analyst
Diageo —Dublin, County Dublin
- Full-time
3d
Senior Analyst, Strategy & Operations
GoFundMe —Dublin, County Dublin
- €69,000–€104,000 a year
- SQL
- Mentoring
- Communication skills
8d
User Safety & Risk Operations Analyst, Global Response
OpenAI —Dublin, County Dublin
- Weekend availability
- Relocation assistance
1d
Solutions Analyst I
JPMorganChase —DUBLIN 2, County Dublin
- Full-time
- Data analysis skills
- Project management
- Communication skills
14h
Project Analyst
Johnson Controls —Dublin, County Dublin
- Full-time
- Microsoft Excel
- Finance
- Accounting

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Portfolio Management Compliance Analyst

Fisher Investments Europe -
Dublin, County Dublin

Apply Now

Job details

Full-time
14 days ago

Benefits

Annual leave
Company pension
Work from home
Employee assistance program

Qualifications

Microsoft Office
Bachelor's degree
Organisational skills
Communication skills

Full job description

Overview:

The Opportunity:

The Portfolio Management Compliance (“PMC”) Analyst (“Analyst”) is responsible for helping to perform Portfolio Management Compliance team tasks, requirements, and protocols within the Fisher Group of companies. The PMC Analyst works cross-functionally with the members of the Fisher Group Legal, Communications, and Compliance Department (“LCCD”) to help Fisher entities satisfy their portfolio management regulatory requirements. The Analyst is a member of the Portfolio Management Compliance team, who provide oversight and challenge of the Fisher Group fulfilment of trading-related requirements.

The Day-to-Day:

Monitors compliance of the Fisher trading function business to completely and efficiently meet regulatory requirements, particularly in relation to regulatory reporting
Ensure all required trade reporting to local regulators of the Fisher Group is being met in a timely and accurate manner, according to MiFIR and EMIR guidelines, elevating to a senior member of the team if issues arise
Monitor regulatory changes which affect the business and perform gap analysis on those regulations
Monitors internal trade process adherence reporting, elevating flags as needed
Works closely with the CGA team (Client Guidelines and Assurance), as appropriate
Responsible for quarterly and annual funds (US, Australian, Irish, Canadian) investment fund manager attestations and coordinating with Finance on regulatory reporting
Coordinates oversight for Commodity Pool Operators (CPOs) and Commodity Trading Advisors (CTA) exemptions and adherence
Responsible for procedure review and updates
Maintain a formal process for International Swaps and Derivatives Association (ISDA) compliance, in addition to the Options Clearing Corporation (OCC IDs), Depository Trust & Clearing Corporation (DTCC) and other market facing portals
Contributes towards IMAs and RFPs
Support projects related to regulatory reporting
Works onsite, under direct supervision, in a team-based and open office environment

Your Qualifications:

Bachelor’s Degree or equivalent combination of education and experience required
2+ years of experience in investment management regulatory compliance preferred
Working knowledge of both US and European regulatory framework, particularly USPR, EMIR, and MiFID II preferred
Proven experience of trade execution within a high-volume trading environment, delivering consistent performance under pressure
Superior attention to detail and excellent organisational skills
Excellent oral and written communication skills
Experience at working both independently and in a team-oriented, collaborative environment
Ability to work independently and conform to shifting priorities, demands and timelines through analytical and problem-solving capabilities
Working knowledge of MS Office
Able to interface with different departments within the company

Why Fisher Investments Ireland:

The global Fisher organisation distinguishes itself by putting clients first, providing unmatched service, and taking a personalised approach to investing. You can feel confident knowing that Fisher Investments and Fisher Investments Ireland align with our clients’ priorities by using a simple and transparent fee structure and recognised European custodians.

It’s the people that make the Fisher purpose possible, and to help our employees meet their long-term goals, we offer an array of benefits, including:

100% paid premiums for our top-tier supplemental healthcare and dental plans for employees and their qualified dependents
28 days annual leave, with the ability to purchase up to 3 additional days per year, plus up to 11 paid holidays
Enhanced maternity pay package with 26 weeks’ top up to full base pay for eligible employees
$10,000* fertility, hormonal health and family-forming benefit
A retirement pension plan, featuring a 9% company pension contribution of your base pay and an additional company match of up to 5% of base pay
Monthly gym subsidy of up to €50 per month
Employee Assistance Program and other emotional wellbeing services
A collaborative working environment that practices ongoing training, educational support and employee appreciation events
This is an in-office role. Based on your role, tenure, and performance eligibility you may have the opportunity to participate in our hybrid work from home program. This program is subject to change.
Employees residing outside of the US will be eligible for the $10,000 equivalent in their local currency.

FISHER INVESTMENTS IRELAND IS AN EQUAL OPPORTUNITY EMPLOYER

Apply Now

Refine Your Search

compliance analyst jobs in dublin, d

Portfolio Management Compliance Analyst

Transaction Analyst - Regulatory & Compliance

Compliance Analyst

ESG Regulatory Compliance & Data Governance Analyst

Data Governance Analyst

Quality Analyst Operation-CapCut

Regulatory Reporting Analyst

Compliance Analyst, Officer, Hybrid

Senior Compliance Governance & Operations Analyst

WFM Planning Analyst I-Grade B1

Operations Readiness Analyst - Senior Associate

Analyst I, Strategy & Operations

AML Compliance Analyst - 12 Month FTC

Compliance & Information Security Analyst

Micro Analyst and Day Support

Global Process Data Analyst

Senior Analyst, Strategy & Operations

User Safety & Risk Operations Analyst, Global Response

Solutions Analyst I

Project Analyst

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