Compliance Support Executive
Russell Investments —Dublin, County Dublin
- Full-time
- In-person
- Business
- Communication skills
Associate Director Validation
PCI Pharma Services —Stamullin, County Meath
- Full-time
- Microsoft Powerpoint
- Microsoft Word
- Microsoft Excel
Software Development Engineer
Amazon Development Centre Ireland Limited —Dublin, County Dublin
- Full-time
- Computer Science
- AWS
- Bachelor's degree
Key Lead - Dundrum Town Centre, Hollister
Hollister —Dublin, County Dublin
- €16.50 an hour
- Part-time
- Management
- Sales
- Supervising experience
- Store discount
Investment Operations Associate - 24 Month FTC
Mediolanum International Funds Limited —Dublin, County Dublin
- Microsoft Office
- Project management
- Bachelor's degree
Senior ICT Cloud & Security Engineer
PFH Technology Group —Dublin, County Dublin
- Full-time
- Hybrid work
- Azure
- Management
- Free parking
Quick apply
Financial Accountant - Senior Associate
Grant Thornton —Dublin, County Dublin
- Full-time
- Microsoft Excel
- Analysis skills
- Organisational skills
13d
Customer Development Executive
Mondelēz International —Coolock, County Dublin
- Full-time
- Microsoft Excel
- Customer service
- English
7d
Administrative Officer
Securitas Ireland —Dublin, County Dublin
- Overtime
- Customer service
- Supervising experience
- Computer skills
- Employee assistance program
- Sick pay
Quick apply
19h
Campus Security Manager
Securitas Ireland —Dublin, County Dublin
- €80,000–€83,000 a year
- Weekend availability
- English
- Microsoft Office
- Bachelor's degree
- Free parking
- Annual leave
Quick apply
12d
Senior Site Reliability & Maintenance Manager
Mondelēz International —Coolock, County Dublin
- Full-time
- Engineering
- Maintenance
- Bachelor's degree
Senior Specialist, Trustee & Depositary
The Bank of New York Mellon Corporation —Dublin, County Dublin
- Full-time
- Business
- Communication skills
Laboratory Operative
Avantor —Mulhuddart, County Dublin
- Full-time
- Hospitality
- Bachelor's degree
- IT
- Annual leave
6d
Site Representative
SYSTRA —Dublin, County Dublin
- Supervising experience
- No degree
- Contracts
Associate / Senior Vice President - ETF Fund/Client Accounting (Multiple Openings)
The Bank of New York Mellon Corporation —Dublin, County Dublin
- Full-time
- Microsoft Powerpoint
- Microsoft Word
- Microsoft Excel
Security Operations Center Technology Associate Manager
Accenture —Dublin, County Dublin
- Weekend availability
- AutoCAD
- Microsoft Excel
- Computer Science
5d
Territory Manager in Training -Life Science
Ecolab Inc. —Dublin, County Dublin
- Full-time
- Customer service
- English
- Microsoft Office
- Life insurance
Senior Reliability Maintenance Engineering Technician, RME
Amazon Ireland Support Services Limited —Dublin, County Dublin
- Weekend availability
- No degree
- Leadership
Site Security Manager (SSM)
Securitas Ireland —Dublin, County Dublin
- Up to €72,000 a year
- Weekend availability
- English
- Microsoft Office
- Free parking
- Annual leave
Quick apply
12d
Senior Associate (Accountants Payable/ Receivable or Payments Experience)
MUFG Investor Services —Dublin, County Dublin
- Full-time
- Hybrid work
Quick apply

I want to receive the latest job alerts for control associate in north dublin, d

By signing in to your account, you agree to SimplyHired's Terms of Service and consent to our Cookie and Privacy Policy.

Explore jobs in more locations

control associate jobs near north dublin, d

Investment Associate jobs in Dublin, County Dublin

Senior Security Engineer jobs in Dublin, County Dublin

Trustee jobs in Dublin, County Dublin

Site Manager jobs in Dublin, County Dublin

Junior Accountant jobs in Dublin, County Dublin

Administrative Officer jobs in Dublin, County Dublin

Territory Manager jobs in Dublin, County Dublin

Campus Manager jobs in Dublin, County Dublin

Financial Accountant jobs in Dublin, County Dublin

Software Engineer jobs in Dublin, County Dublin

Senior Risk Associate jobs in Dublin, County Dublin

Investment Operations jobs in Dublin, County Dublin

Clinical Research Associate jobs in Dublin, County Dublin

Retail Sales Associate jobs in Killashandra, County Cavan

Cyber Security Contract jobs in Dublin, County Dublin

Structural Engineer jobs in County Dublin

Associate Director jobs in County Dublin

Associate Director jobs in Inishannon, County Cork

Associate Director jobs in Dublin 9, County Dublin

Marketing Director jobs in County Dublin

Compliance Support Executive

Russell Investments -
Dublin, County Dublin

Apply Now

Job details

Full-time

Qualifications

Business
Communication skills

Full job description

Job Description:

Role Summary

The Compliance Support Executive is a junior level position responsible for the provision of compliance support to RIIL’s Head of Compliance in all aspects of that role including but not limited to regulatory communications, senior management reporting, maintenance of policies and procedures, Anti Money Laundering (AML) and Counter Terrorist Financing (CFT) activities, compliance monitoring and oversight of investment and other regulatory breaches. In addition, the role will assist in monitoring regulatory developments impacting the activities of the Company and Russell Investments’ Irish fund range (the ‘Funds’) and supporting RIIL’s Head of Compliance in the oversight and education of the Company’s delegates (including intra-group delegates) whose implementation and on-going compliance with Irish and EU regulations and the Company’s own regulatory policies and procedures is of paramount importance.

Working in partnership with RIIL’s Chief Executive Officer and the Director for EMEA Compliance, the role will deputise for RIIL’s Head of Compliance in times of absence.

The role requires a high degree of organisation, client focus, communication skills flexibility in managing a varying workload and desire to professionally develop through internal and external studies.

This is a 15 month Fixed Term Contract.

The responsibilities of the individual in this position include:

Regulatory & business conduct

Displaying exemplary conduct and living by our organisation’s Code of Conduct.
Taking personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct across the business.
Effectively and collaboratively identifying, escalating, mitigating and resolving risk, conduct and compliance.

Culture

Contributing to maintaining a risk-aware compliance culture.

External regulatory communications

Supporting as required the Company’s engagement with the Central Bank of Ireland and external auditors. This support will be in conjunction with the Company Board, the Company CEO and RIIL’s Head of Compliance.

Senior management reporting

Contributing as directed by RIIL’s Head of Compliance to the creation and delivery of comprehensive regulatory reports to the Company’s senior management including:
- The Company CEO
- The Company Board of directors (as applicable)
- Management Committee

Regulatory framework

Contributing to the maintenance of the Company’s regulatory framework.
Maintaining regulatory policies, procedures and guidance.
Providing regulatory advice on all day-to-day business matters as necessary including advice on new and amended services and products.
Providing regulatory training both planned and ad-hoc.

Regulatory developments

Maintaining awareness of regulatory developments impacting the Company and the Funds and communicating these to others as necessary.
Contributing to impact analysis of such developments.
Providing advice and working alongside others to contribute to implementation activities designed to respond to regulatory developments and particularly interactions with delegates (including intra-group) to ensure continued compliance by those delegates with the Company and the Fund’s policies and procedures and board direction.

Approval and monitoring of delegated activities

Using the results of the regulatory risk assessment and management information from global oversight teams, contributing and supporting the design of oversight programmes of delegates (third-parties and intra-group) both in terms of initial on-boarding and on-going oversight activities. Being involved in the formal approval of delegate hires.
Working with other functions to ensure robustness of the Company’s governance arrangements relating to outsourcing and to ensure that for each outsource service provider, the arrangements meet the European Union and the Central Bank of Ireland’s outsourcing rules and guidance.
Supporting the conduct of monitoring and oversight reviews (including desk-based and on-site reviews) of delegates (third-parties and intra-group).
On-site may involve travelling both in-state and international.
Recording outcomes of oversight reviews and presenting findings in accordance with senior management reporting requirements.

AML/CTF

Supporting RIIL’s Head of Compliance/ MLRO for the Funds & the Company incorporating:
- Evaluation of suspicious transaction reports; onward reporting to relevant authorities where necessary.
- Maintenance of AML/CTF risk assessment, policies and procedures for the Funds & the Company in line with Irish regulation and guidance.
- Oversight of Irish domiciled fund administrators.
- Creation and roll out of AML/CTF training as necessary.
- Point of escalation for fund administrators and Client Service/Sales teams.
- Monthly transaction surveillance & stopped accounts monitoring.
- Quarterly reporting to governance committee & Board(s).
Liaison with AML Officers in RIIL branch offices as appropriate.
Liaison with EMEA MLRO on issues that may impact other EMEA group companies.
Maintenance of fund beneficial ownership registers.

Compliance Monitoring

Using the results of the regulatory risk assessment to contribute to the design of the EMEA compliance monitoring programme.
Supporting the performance of compliance monitoring reviews and coordinating reviews with other EMEA and Global compliance personnel.
Working with intra-group teams to ensure appropriate controls are in place in relation to trading within the RIIL client accounts.

Compliant Oversight

Supporting the RIIL Head of Compliance as the complaint management function.
Overseeing the handling of client complaints ensuring fair treatment.

The successful candidate will have extensive demonstrable skills and experiences including the following:

Financial or business-related degree or relevant prior experience from working in a similar role.
Basic understanding of the financial services industry in Ireland and how that industry is regulated by the Central Bank of Ireland but also other EU authorities (i.e. ESMA).
Previously carried out a similar role within an investment firm, fund management company or fund administrator.
Knowledge of MiFID & AML (& related guidance) preferrable.
Consistent and uncompromising adherence to strong moral and ethical principles and values
Good communication, listening, speaking and writing skills delivered to audiences at all levels of seniority.
Ability to act with diplomacy and present information with clarity to associates, clients and to service providers.
An entry level awareness of financial products and services offered by RIIL but also the wider Russell Investments Group including, who offers them and how different functional teams interact.
Ability to assist the growth of RIIL and the group whilst being conscious of operational commitments, current priorities and emerging opportunities.
Self-motivated, strength to work under pressure, make difficult decisions and stand by them, escalating as appropriate.
Good teamwork skills, with the ability to organise and prioritise work.
Ability to investigate operational issues, determine how new requirements need to be implemented and look for opportunities to improve service quality, efficiency, and the controls environment.

Apply Now

Refine Your Search

control associate jobs in north dublin, d

Compliance Support Executive

Associate Director Validation

Software Development Engineer

Key Lead - Dundrum Town Centre, Hollister

Investment Operations Associate - 24 Month FTC

Senior ICT Cloud & Security Engineer

Financial Accountant - Senior Associate

Customer Development Executive

Administrative Officer

Campus Security Manager

Senior Site Reliability & Maintenance Manager

Senior Specialist, Trustee & Depositary

Laboratory Operative

Site Representative

Associate / Senior Vice President - ETF Fund/Client Accounting (Multiple Openings)

Security Operations Center Technology Associate Manager

Territory Manager in Training -Life Science

Senior Reliability Maintenance Engineering Technician, RME

Site Security Manager (SSM)

Senior Associate (Accountants Payable/ Receivable or Payments Experience)

I want to receive the latest job alerts for control associate in north dublin, d

Related Searches

Explore jobs in more locations

Job Description:

Jobseeker tools

Employer Tools

Browse

Stay Connected