Compliance Support Executive
Russell Investments —Dublin, County Dublin
- Full-time
- In-person
- Business
- Communication skills
13d
Associate Director - FP&A
Ergomed —Dublin, County Dublin
- Full-time
- Hybrid work
- English
- Analysis skills
- Continuous improvement
Quick apply
Director & Associate Counsel
The Carlyle Group —Dublin, County Dublin
- Communication skills
Senior Surveyor
Cushman & Wakefield —DUBLIN 2, County Dublin
- Full-time
- English
- Microsoft Office
- Business development
Quick apply
Company Secretary/Board Governance - Associate
BlackRock Investments —Dublin, County Dublin
- €75,000–€105,000 a year
- Organisational skills
- AI
- Communication skills
- Work from home
6h
Financial Controller – Truly Dental
Truly Dental —DUBLIN 2, County Dublin
- Full-time
- Microsoft Excel
- Clinic
- AI
Quick apply
10h
Join AECOM's growing Transportation Team in Ireland
AECOM —Dublin, County Dublin
- Full-time
- Hybrid work
- Master's degree
- Bachelor's degree
- Leadership
10h
Financial Planning Manager, Tax Associate Director
Davy —Dublin, County Dublin
- Hybrid work
- Microsoft Powerpoint
- Microsoft Word
- Microsoft Excel
- Employee assistance program
Quick apply
11h
Associate Director - MLRO
Waystone —Dublin, County Dublin
- Full-time
- Hybrid work
- Analysis skills
- Bachelor's degree
- Continuous improvement
Quick apply
23h
CSA Cost Manager
KPMG —Dublin, County Dublin
- Weekend availability
- Hybrid work
- Master's degree
- Bachelor's degree
- Mentoring
- Relocation assistance
- Annual leave
1d
Human Resources & Training Manager
Marriott International, Inc —Dublin, County Dublin
- Full-time
- Microsoft Office
- Hotel
- No degree
2d
Global Labelling Associate Director, Content (Established Products)
Novartis —Dublin, County Dublin
- €75,880–€140,920 a year
- Full-time
- Hybrid work
- Continuous improvement
2d
Global Labelling Associate Director, Content (Oncology)
Novartis —Dublin, County Dublin
- €75,880–€140,920 a year
- Full-time
- Hybrid work
- Continuous improvement
2d
Senior Procurement Director, Sugar EMEA
Coca-Cola —Dublin, County Dublin
- Full-time
- Master's degree
- Analysis skills
- Bachelor's degree
2d
Construction Project Controls Lead (Dublin)
Mitchell McDermott —Dublin, County Dublin
- Full-time
- Computer skills
- Construction
- In-person
Quick apply
6d
Trinity Access Programmes Internship Role x 4
Trinity College Dublin —Dublin, County Dublin
- €33,191 a year
- Full-time
- No degree
7d
Senior Associate Director, Client Trade Operations - 12 months duration
MUFG Investor Services —Dublin, County Dublin
- No degree
- Leadership
- Annual leave
- Gym membership
Quick apply
7d
Quality Operations Lead
Perrigo —DUBLIN 2, County Dublin
- Hybrid work
- Master's degree
8d
Associate Director Development Engineering (Civil)
AECOM —Dublin, County Dublin
- Full-time
- Hybrid work
- Leadership
8d
Associate Director – Electrical Engineer
AECOM —Dublin, County Dublin
- Full-time
- Hybrid work
- Bachelor's degree
- Electrical Engineering
- Leadership
8d

I want to receive the latest job alerts for associate director in kill, ke

By signing in to your account, you agree to SimplyHired's Terms of Service and consent to our Cookie and Privacy Policy.

Explore jobs in more locations

associate director jobs near kill, ke

Development Director jobs in Dublin, County Dublin

Electrical Engineer jobs in Dublin, County Dublin

Secretary jobs in Dublin, County Dublin

Human Resources Manager jobs in Dublin, County Dublin

Associate Director jobs in Dublin, County Dublin

Cost Manager jobs in Dublin, County Dublin

Director Of Financial Planning Analysis jobs in Dublin, County Dublin

Credit Control Manager jobs in Dublin, County Dublin

Category Manager jobs in Dublin, County Dublin

Private House Manager jobs in Dublin, County Dublin

Test Automation Engineer jobs in Dublin, County Dublin

Audio, Music, Editor, Composer, Sound Engineer jobs in Galway, County Galway

Electrical Engineer jobs in Coolock, County Dublin

Electrical Engineer jobs in Dundalk, County Louth

Internship Internship, Electronics Engineer jobs in Dublin, County Dublin

Automation Engineer jobs in County Limerick

Electrical Engineer jobs in Collon, County Louth

School, Secretary jobs in Cork, County Cork

School, Secretary, Office jobs in Cavan, County Monaghan

Medical Secretary jobs in Dún Laoghaire, County Dublin

Compliance Support Executive

Russell Investments -
Dublin, County Dublin

Apply Now

Job details

Full-time
13 days ago

Qualifications

Business
Communication skills

Full job description

Job Description:

Role Summary

The Compliance Support Executive is a junior level position responsible for the provision of compliance support to RIIL’s Head of Compliance in all aspects of that role including but not limited to regulatory communications, senior management reporting, maintenance of policies and procedures, Anti Money Laundering (AML) and Counter Terrorist Financing (CFT) activities, compliance monitoring and oversight of investment and other regulatory breaches. In addition, the role will assist in monitoring regulatory developments impacting the activities of the Company and Russell Investments’ Irish fund range (the ‘Funds’) and supporting RIIL’s Head of Compliance in the oversight and education of the Company’s delegates (including intra-group delegates) whose implementation and on-going compliance with Irish and EU regulations and the Company’s own regulatory policies and procedures is of paramount importance.

Working in partnership with RIIL’s Chief Executive Officer and the Director for EMEA Compliance, the role will deputise for RIIL’s Head of Compliance in times of absence.

The role requires a high degree of organisation, client focus, communication skills flexibility in managing a varying workload and desire to professionally develop through internal and external studies.

This is a 15 month Fixed Term Contract.

The responsibilities of the individual in this position include:

Regulatory & business conduct

Displaying exemplary conduct and living by our organisation’s Code of Conduct.
Taking personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct across the business.
Effectively and collaboratively identifying, escalating, mitigating and resolving risk, conduct and compliance.

Culture

Contributing to maintaining a risk-aware compliance culture.

External regulatory communications

Supporting as required the Company’s engagement with the Central Bank of Ireland and external auditors. This support will be in conjunction with the Company Board, the Company CEO and RIIL’s Head of Compliance.

Senior management reporting

Contributing as directed by RIIL’s Head of Compliance to the creation and delivery of comprehensive regulatory reports to the Company’s senior management including:
- The Company CEO
- The Company Board of directors (as applicable)
- Management Committee

Regulatory framework

Contributing to the maintenance of the Company’s regulatory framework.
Maintaining regulatory policies, procedures and guidance.
Providing regulatory advice on all day-to-day business matters as necessary including advice on new and amended services and products.
Providing regulatory training both planned and ad-hoc.

Regulatory developments

Maintaining awareness of regulatory developments impacting the Company and the Funds and communicating these to others as necessary.
Contributing to impact analysis of such developments.
Providing advice and working alongside others to contribute to implementation activities designed to respond to regulatory developments and particularly interactions with delegates (including intra-group) to ensure continued compliance by those delegates with the Company and the Fund’s policies and procedures and board direction.

Approval and monitoring of delegated activities

Using the results of the regulatory risk assessment and management information from global oversight teams, contributing and supporting the design of oversight programmes of delegates (third-parties and intra-group) both in terms of initial on-boarding and on-going oversight activities. Being involved in the formal approval of delegate hires.
Working with other functions to ensure robustness of the Company’s governance arrangements relating to outsourcing and to ensure that for each outsource service provider, the arrangements meet the European Union and the Central Bank of Ireland’s outsourcing rules and guidance.
Supporting the conduct of monitoring and oversight reviews (including desk-based and on-site reviews) of delegates (third-parties and intra-group).
On-site may involve travelling both in-state and international.
Recording outcomes of oversight reviews and presenting findings in accordance with senior management reporting requirements.

AML/CTF

Supporting RIIL’s Head of Compliance/ MLRO for the Funds & the Company incorporating:
- Evaluation of suspicious transaction reports; onward reporting to relevant authorities where necessary.
- Maintenance of AML/CTF risk assessment, policies and procedures for the Funds & the Company in line with Irish regulation and guidance.
- Oversight of Irish domiciled fund administrators.
- Creation and roll out of AML/CTF training as necessary.
- Point of escalation for fund administrators and Client Service/Sales teams.
- Monthly transaction surveillance & stopped accounts monitoring.
- Quarterly reporting to governance committee & Board(s).
Liaison with AML Officers in RIIL branch offices as appropriate.
Liaison with EMEA MLRO on issues that may impact other EMEA group companies.
Maintenance of fund beneficial ownership registers.

Compliance Monitoring

Using the results of the regulatory risk assessment to contribute to the design of the EMEA compliance monitoring programme.
Supporting the performance of compliance monitoring reviews and coordinating reviews with other EMEA and Global compliance personnel.
Working with intra-group teams to ensure appropriate controls are in place in relation to trading within the RIIL client accounts.

Compliant Oversight

Supporting the RIIL Head of Compliance as the complaint management function.
Overseeing the handling of client complaints ensuring fair treatment.

The successful candidate will have extensive demonstrable skills and experiences including the following:

Financial or business-related degree or relevant prior experience from working in a similar role.
Basic understanding of the financial services industry in Ireland and how that industry is regulated by the Central Bank of Ireland but also other EU authorities (i.e. ESMA).
Previously carried out a similar role within an investment firm, fund management company or fund administrator.
Knowledge of MiFID & AML (& related guidance) preferrable.
Consistent and uncompromising adherence to strong moral and ethical principles and values
Good communication, listening, speaking and writing skills delivered to audiences at all levels of seniority.
Ability to act with diplomacy and present information with clarity to associates, clients and to service providers.
An entry level awareness of financial products and services offered by RIIL but also the wider Russell Investments Group including, who offers them and how different functional teams interact.
Ability to assist the growth of RIIL and the group whilst being conscious of operational commitments, current priorities and emerging opportunities.
Self-motivated, strength to work under pressure, make difficult decisions and stand by them, escalating as appropriate.
Good teamwork skills, with the ability to organise and prioritise work.
Ability to investigate operational issues, determine how new requirements need to be implemented and look for opportunities to improve service quality, efficiency, and the controls environment.

Apply Now

Refine Your Search

associate director jobs in kill, ke

Compliance Support Executive

Associate Director - FP&A

Director & Associate Counsel

Senior Surveyor

Company Secretary/Board Governance - Associate

Financial Controller – Truly Dental

Join AECOM's growing Transportation Team in Ireland

Financial Planning Manager, Tax Associate Director

Associate Director - MLRO

CSA Cost Manager

Human Resources & Training Manager

Global Labelling Associate Director, Content (Established Products)

Global Labelling Associate Director, Content (Oncology)

Senior Procurement Director, Sugar EMEA

Construction Project Controls Lead (Dublin)

Trinity Access Programmes Internship Role x 4

Senior Associate Director, Client Trade Operations - 12 months duration

Quality Operations Lead

Associate Director Development Engineering (Civil)

Associate Director – Electrical Engineer

I want to receive the latest job alerts for associate director in kill, ke

Related Searches

Explore jobs in more locations

Job Description:

Jobseeker tools

Employer Tools

Browse

Stay Connected