Find Compliance officer Jobs in Blanchardstown County Dublin

Trade and Portfolio Compliance Officer
Mediolanum International Funds Limited —Dublin, County Dublin
- Microsoft Excel
- Bachelor's degree
- No degree
Chief Executive Officer
Sonas Domestic Abuse Charity —Dublin, County Dublin
- €105,000–€110,000 a year
- Full-time
- Remote
- In-person
- Communication skills
- Annual leave
- Life insurance
Quick apply
2d
Senior Regulatory Affairs Officer (12 Month FTC)
Viatris —Northern Cross, County Dublin
- Full-time
- Bachelor's degree
- Time management
Assistant Procurement Officer
KCC Group —Dublin, County Dublin
- Full-time
- Microsoft Excel
- ERP systems
- Microsoft Office
Senior Compliance Governance & Operations Analyst
TD Bank —Dublin, County Dublin
- Full-time
- Microsoft Office
- Communication skills
- Banking
- Annual leave
Specialist I, Investor Services AML FTC
SEI Investments —Dublin, County Dublin
- Full-time
- Hybrid work
- Customer service
- English
- Administrative experience
Senior Monitoring & Evaluation Associate
International Organization for Migration —Dublin, County Dublin
- Full-time
- Microsoft Powerpoint
- Microsoft Word
- Spanish
1d
Commercial Negotiation and Execution - Analyst Transaction Support
SMBC Aviation Capital —Dublin, County Dublin
- Microsoft Powerpoint
- Microsoft Excel
- English
EHS Officer (Evenings)
Jabil Circuit —Dublin, County Dublin
- Full-time
- English
- Microsoft Office
- Organisational skills
Examinations Administrator (Maternity Cover)
Dublin Business School —Dublin, County Dublin
- Full-time
- Microsoft Excel
- Microsoft Office
- Business
10d
Data Governance Manager
Cover-More —Blanchardstown, County Dublin
- €100,000 a year
- Full-time
- Continuous improvement
- Communication skills
- Employee assistance program
Quick apply
Compliance, Regional Country Compliance, Associate, Dublin
Goldman Sachs —Dublin, County Dublin
- Full-time
- Analysis skills
- Bachelor's degree
- In-person
- Employee assistance program
Contracts Officer (18 month Fixed Term Contract)
Airbus Financial Services Limited —Dublin, County Dublin
- Full-time
- Microsoft Excel
- English
Data Protection Officer
Pipedrive —Dublin, County Dublin
- Full-time
- Hybrid work
- English
- Software development
- AI
- Relocation assistance
- Annual leave
Quick apply
Warehouse Operator
PCI Pharma Services —Blanchardstown, County Dublin
- Full-time
- Forklift
3h
QA Warehouse Specialist- City North
PCI Pharma Services —Blanchardstown, County Dublin
- Full-time
Protective Services Operations Manager
Securitas Ireland —Dublin, County Dublin
- Full-time
- Hybrid work
- English
- Microsoft Office
- No degree
- Free parking
- Fuel card
Quick apply
Airside Operations and Safety Officer
DAA —Dublin, County Dublin
- Full-time
- Microsoft Office
- Recruiting
- Communication skills
1d
Health & Safety Officer
SAP Landscapes —Maynooth, County Kildare
- €47,000–€55,000 a year
- Full-time
- Microsoft Powerpoint
- Microsoft Word
- Microsoft Excel
- Employee assistance program
Accounts Receivable Administrator - Billings
Blackrock Health Blackrock Clinic —South Dublin, County Dublin
- Full-time
- Microsoft Excel
- Word processing
- Clinic
- Annual leave
- Employee assistance program
Quick apply

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Trade and Portfolio Compliance Officer

Mediolanum International Funds Limited -
Dublin, County Dublin

Apply Now

Job details

Permanent

Qualifications

Power BI
Microsoft Excel
Visual Basic
Bachelor's degree
VBA

Full job description

Employment Type

Permanent

Location

Role Profile

We are seeking an experienced Trade & Portfolio Compliance Officer to join the Compliance team at Mediolanum.

This role will play a key part in ensuring that the Investment portfolios managed by Mediolanum International Funds Ltd are operated in line with applicable regulatory requirements, prospectus and investment guidelines, and client mandates.

This is an excellent opportunity to take on a broad, visible and engaging role within a growing asset management firm in Dublin. The position offers exposure across investment management, trading, delegate oversight, systems, data and regulatory interpretation, enabling the successful candidate to develop as a subject matter expert in portfolio compliance while contributing directly to the ongoing enhancement of the firm’s compliance framework.

Duties

Pre-trade compliance review and release of in-house trading across the areas of Equities, Fixed Income and Quantitative Investment.

Post-trade and end-of-day compliance review of the entire investment portfolio across in-house and delegated fund mandates as well as our insurance products.

Management and escalation of any portfolio exceptions arising, including engaging with stakeholders to resolve.

Write and maintain the compliance rules within the compliance engine within the OMS system.

Build, maintain and oversee portfolio compliance rules on portfolio data within Snowflake.

Review, interrogate and integrate market and vendor data for inclusion in ongoing portfolio monitoring rules.

Support and to provide advice to management regarding regulatory interpretation, changes and business developments impacting the portfolio compliance activities.

Best Execution, Market Abuse and Sustainability monitoring.

Review and investigate conflicts of interest arising from portfolio investment.

Review and approve Personal Account dealing requests, in line with the Firms policy.

Review, interpret and advise on the amendment of fund documentation

Support the on-boarding of delegate investment managers.

Prepare and distribute Intra-group MIS and reporting regarding portfolios.

Board reporting and MIS.

Implement and maintain any relevant operational procedures in respect of the trade compliance activities performed in line with regulatory requirements and best practice.

Ad-hoc projects, including ongoing systems and process enhancement.

Skills & Competencies

An analytical thinker who understands the regulatory requirements and how to implement them in a practical manner, while ensuring the regulatory obligations are fully met.

Quick learner and assertive individual who can act by following instructions and act independently when appropriate.

Highly organized individual who can self-manage multiple priorities, routine work, and urgent issues as they arise. The ideal candidate is focused on resolving issues in a pro-active way and in a timely way.

Display Attention to Detail in all aspects of work and relationships.

Ability to work independently on large projects which are key to the development /progression of the overall compliance framework.

Developing and managing relationships both internally and externally, to become an established subject matter expert on portfolio compliance.

Qualifications & Experience

A Bachelors Degree in a relevant field.

At least 4 years work experience in a compliance within the financial services industry.

Understanding of Front, Middle and Back Office controls.

Awareness of financial services products, investment management and knowledge of the regulatory environment as it pertains to the asset management industry.

Good knowledge of the UCITS and AIFMD rules as well as the general regulatory environment as it pertains to an Irish regulated management company.

Experience with coding and troubleshooting compliance rules as required for monitoring regulatory requirements, prospectus and investment guidelines.

Proficient in use of MS excel including macros and VBA with the ability to interpret data effectively to support decision making.

Experience using Power BI to monitor compliance metrics and analyse large data sets for regulatory reporting and risk assessment.

Desirable to have experience with prompt engineering for the monitoring and interrogating of portfolios.

Applications Close Date

Apply Now

Refine Your Search

compliance officer jobs in blanchardstown county dublin

Trade and Portfolio Compliance Officer

Chief Executive Officer

Senior Regulatory Affairs Officer (12 Month FTC)

Assistant Procurement Officer

Senior Compliance Governance & Operations Analyst

Specialist I, Investor Services AML FTC

Senior Monitoring & Evaluation Associate

Commercial Negotiation and Execution - Analyst Transaction Support

EHS Officer (Evenings)

Examinations Administrator (Maternity Cover)

Data Governance Manager

Compliance, Regional Country Compliance, Associate, Dublin

Contracts Officer (18 month Fixed Term Contract)

Data Protection Officer

Warehouse Operator

QA Warehouse Specialist- City North

Protective Services Operations Manager

Airside Operations and Safety Officer

Health & Safety Officer

Accounts Receivable Administrator - Billings

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