Find Consultant, emea compliance testing Jobs in Ballysimon, Lk

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Consultant, EMEA Compliance Testing

Northern Trust Corp. -
Limerick, County Limerick

Apply Now

Job details

Full-time

Qualifications

Financial auditing
Analysis skills
Communication skills

Full job description

About Northern Trust

As a global leader in innovative wealth management, asset servicing, asset management and banking services, Northern Trust (Nasdaq: NTRS) is proud to guide the world’s most successful individuals, families, corporations and institutions.

Since 1889, we have aligned our efforts with our three guiding Principles That Endure: Service, Expertise, and Integrity. Together, they reflect the three cornerstones of business conduct which we strive to instill in our employees, whom we call partners, and to provide to our clients and the communities we serve worldwide.

With more than 135 years of financial experience and over 24,000 partners, we serve the world’s most sophisticated clients using leading technology and exceptional service.

Role/Department:
EMEA Compliance Testing (ECT) is a functional team within Northern Trust’s Global Compliance Assurance Framework. The team reports to the EMEA Compliance Testing Regional Manager. ECT testing consists of risk-based, point-in-time assessment or validation to determine regulatory compliance, and ranges from focused reviews of specific regulatory requirements for a segment of a business to enterprise-wide reviews. This role involves working with the EMEA Compliance Testing Regional Manager and EMEA Compliance Testing partners to complete and report on specific reviews.

The successful candidate will be responsible for execution of the testing program. The candidate will be responsible for independently planning and executing specific reviews, identifying issues and underlying root-cause analysis, agreeing solutions and communicating findings effectively, both orally and in writing.

The key responsibilities of the role include:

Independently establish the appropriate scope and test steps for individual reviews
Conduct and document testing reviews to assess compliance with and adherence to regulations/legislation and internal policies
Engage with Compliance SME’s to understand any matters for concern related to applicable reviews
Follow established EMEA and Global policies, procedures and standards for testing activities
Apply analytical skills to review information and determine potential weaknesses or exceptions to policies / processes
Validate and summarise testing results in clear, concise language
Detect and advise Compliance and Business Unit management of potential compliance issues and identify changes and/or enhancements to improve efficiencies in procedures
Tracking of identified issues to closure via periodic follow up with action owners
Validation testing to ensure actions have been adequately closed
Develop relationships with Internal Audit to coordinate testing efforts and share results.
Conduct meetings with business unit partners and management to discuss testing results and where applicable challenge management responses
Support the Regional Manager with ad hoc tasks
Work effectively as an individual contributor as well as in a team environment
Develop strong relationships with the first, second and third lines of defence

Skills / Qualifications:
The successful candidate will benefit from having:

Proven experience related to compliance, compliance testing/monitoring or auditing
Knowledge of EU regulations and key regulatory developments would be an advantage
Highly motivated individual who has a proven record of using initiative to resolve problems
Analytical ability to identify and understand problems as well as to provide effective solutions
Excellent written and oral communication skills
Attention to detail
Confidence and expertise to advise and challenge senior management and the business
Ability to make decisions on their own and also to be a team player and effective communicator to ensure that issues are appropriately resolved
Ability to deal effectively with multiple competing deadlines

Work Authorization

Applicants must have the right to work in Ireland at the time of application and for the duration of employment.

Please note that Northern Trust is unable to provide employment permit sponsorship for this role. This includes Critical Skills Employment Permits, General Employment Permits, Intra-Company Transfer Employment Permits, Stamp 1G permissions, and other employment permits under Irish immigration frameworks.

Working with Us

As a Northern Trust partner, you will be part of a flexible and collaborative work culture, which has a strong history of financial strength and stability. Movement within the organization is encouraged, senior leaders are accessible, and you can take pride in working for a company committed to an inclusive workplace and assisting the communities we serve.

Philanthropy is deeply rooted in Northern Trust’s history and is an essential element of our culture. Employees around the world give their time and talent to work for the greater good of their communities.

Reasonable Accommodation

Northern Trust is committed to working with and providing adjustments to individuals with health conditions and disabilities. If you need a reasonable accommodation for any part of the employment process, please email our HR Service Center at [email protected], or alternatively you can discuss your individual requirements with the recruiter you are working with.

Apply Now

Refine Your Search

consultant, emea compliance testing jobs in ballysimon, lk

Consultant, EMEA Compliance Testing

AML Consultant , Compliance

Policy & Governance Consultant, Compliance

Risk, Compliance & Facilities Officer

Senior Consultant, Client Onboarding

Business Insights Specialist or Senior Consultant - Chief Control Office

Senior Consultant, Client Implementation, Total Portfolio Solutions

Senior Consultant - Business Unit Control

EHS Manager

Patient Services Executive - Beacon Limerick (Fixed Term Contract)

Associate Consultant, Client Implementation, FOS

Consultant AML TA

Senior Interior Design Lead

Payments Consultant

RCSA Senior Consultant – Program Reporting & Analytics

Senior Consultant, Client Services

Occupational Therapist

No7 Advisor

Senior Consultant, Business Management - Data Analytics, Chief Control Office

Consultant, Private Equity - Transfer Agency

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